UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
CALL
Global X Silver Miners ETF NEW
SIL
$4.78B
| $6.64M | ﹤0.01% |
200,000
| – | – |
|
2327
MongoDB
MDB
$33.1B
| $6.63M | ﹤0.01% |
50,371
-3,195
| -6% | -$419K |
|
2328
PUT
Live Nation Entertainment
LYV
$39.8B
| $6.6M | ﹤0.01% |
92,400
+48,800
| +112% | +$3.31M |
|
2329
Synaptics
SYNA
$4.08B
| $6.6M | ﹤0.01% |
100,366
+16,975
| +20% | +$894K |
|
2330
Avient
AVNT
$3.79B
| $6.59M | ﹤0.01% |
179,166
+106,605
| +147% | +$3.48M |
|
2331
NiSource
NI
$18.9B
| $6.58M | ﹤0.01% |
236,232
+122,333
| +107% | +$3.35M |
|
2332
DigitalBridge
DBRG
$3B
| $6.57M | ﹤0.01% |
345,854
+125,233
| +57% | +$2.58M |
|
2333
Jabil
JBL
$33.2B
| $6.56M | ﹤0.01% |
158,808
+135,277
| +575% | +$5.19M |
|
|
SIX
2334
DELISTED
Six Flags Entertainment Corp.
SIX
| $6.56M | ﹤0.01% |
145,506
+19,234
| +15% | +$885K |
|
|
CXO
2335
PUT
DELISTED
CONCHO RESOURCES INC.
CXO
| $6.56M | ﹤0.01% |
74,900
-713,300
| -90% | -$51.5M |
|
2336
Clarivate
CLVT
$1.14B
| $6.56M | ﹤0.01% |
390,352
+192,268
| +97% | +$3.24M |
|
2337
Diamondrock Hospitality Co
DRH
$2.56B
| $6.56M | ﹤0.01% |
591,805
+127,780
| +28% | +$1.32M |
|
2338
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
| $6.55M | ﹤0.01% |
208,434
+59,629
| +40% | +$1.83M |
|
|
PHT
2339
DELISTED
Pioneer High Income Fund
PHT
| $6.55M | ﹤0.01% |
686,853
+68,191
| +11% | +$636K |
|
2340
Guggenheim Strategic Opportunities Fund
GOF
$1.91B
| $6.55M | ﹤0.01% |
362,175
+30,237
| +9% | +$579K |
|
2341
Cohen & Steers Quality Income Realty Fund
RQI
$1.5B
| $6.54M | ﹤0.01% |
439,658
-3,738
| -0.8% | -$56.1K |
|
2342
Stratasys
SSYS
$723M
| $6.54M | ﹤0.01% |
323,243
-4,968
| -2% | -$99K |
|
2343
Fidelity Dividend ETF for Rising Rates
FDRR
$761M
| $6.53M | ﹤0.01% |
185,348
+2,019
| +1% | +$67.7K |
|
|
KIO
2344
KKR Income Opportunities Fund
KIO
$428M
| $6.52M | ﹤0.01% |
413,312
-123,389
| -23% | -$1.9M |
|
|
NBL
2345
CALL
DELISTED
Noble Energy, Inc.
NBL
| $6.52M | ﹤0.01% |
262,500
-282,100
| -52% | -$5.99M |
|
2346
East-West Bancorp
EWBC
$17.4B
| $6.52M | ﹤0.01% |
133,875
-35,543
| -21% | -$1.6M |
|
|
BPY
2347
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
| $6.51M | ﹤0.01% |
356,024
+4,651
| +1% | +$88K |
|
2348
Tandem Diabetes Care
TNDM
$1.09B
| $6.49M | ﹤0.01% |
108,830
+55,872
| +106% | +$3.45M |
|
2349
PUT
Under Armour
UAA
$1.9B
| $6.48M | ﹤0.01% |
300,000
+220,000
| +275% | +$4.27M |
|
2350
WhiteHorse Finance
WHF
$151M
| $6.48M | ﹤0.01% |
472,937
+156,542
| +49% | +$2.19M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.