UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Enterprise Products Partners
EPD
$81.4B
| $293M | 0.1% |
10,717,731
+236,678
| +2% | +$6.33M |
|
202
Boston Scientific
BSX
$64.7B
| $291M | 0.1% |
5,520,014
-197,537
| -3% | -$10.4M |
|
203
Alcon
ALC
$31.4B
| $291M | 0.1% |
3,781,059
+189,980
| +5% | +$15.6M |
|
204
Vanguard Short-Term Bond ETF
BSV
$46B
| $290M | 0.1% |
3,858,704
-223,477
| -5% | -$16.8M |
|
205
Fidelity National Information Services
FIS
$18B
| $290M | 0.1% |
5,246,298
-97,198
| -2% | -$5.59M |
|
206
Diageo
DEO
$48.3B
| $288M | 0.1% |
1,928,713
-75,880
| -4% | -$12.7M |
|
207
iShares National Muni Bond ETF
MUB
$44.7B
| $286M | 0.1% |
2,791,159
-36,781
| -1% | -$3.88M |
|
|
PXD
208
DELISTED
Pioneer Natural Resource Co.
PXD
| $286M | 0.1% |
1,244,851
+68,804
| +6% | +$15.7M |
|
209
Vanguard FTSE All-World ex-US ETF
VEU
$69B
| $286M | 0.1% |
5,506,953
-202,517
| -4% | -$11M |
|
210
Booking.com
BKNG
$118B
| $285M | 0.1% |
2,308,925
-129,875
| -5% | -$15.7M |
|
211
CALL
Bank of America
BAC
$393B
| $280M | 0.1% |
10,214,516
+3,261,300
| +47% | +$96.5M |
|
212
Pacer US Cash Cows 100 ETF
COWZ
$19B
| $278M | 0.1% |
5,629,939
+34,999
| +0.6% | +$1.75M |
|
213
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.4B
| $275M | 0.09% |
601,552
-7,425
| -1% | -$3.56M |
|
214
First Trust Enhanced Short Maturity ETF
FTSM
$6.59B
| $274M | 0.09% |
4,610,994
-911,433
| -17% | -$54.3M |
|
|
ATVI
215
PUT
DELISTED
Activision Blizzard
ATVI
| $273M | 0.09% |
2,913,800
+719,900
| +33% | +$65.7M |
|
216
ServiceNow
NOW
$143B
| $273M | 0.09% |
2,439,645
+100,240
| +4% | +$11.4M |
|
|
217
CRH
CRH
$56.1B
| $273M | 0.09% |
4,982,184
+4,831,573
| +3,208% | +$275M |
|
218
CALL
Alibaba
BABA
$276B
| $272M | 0.09% |
3,141,091
+420,930
| +15% | +$38.5M |
|
219
Intercontinental Exchange
ICE
$87.3B
| $271M | 0.09% |
2,462,642
-155,541
| -6% | -$17.8M |
|
220
Philip Morris
PM
$302B
| $268M | 0.09% |
2,896,862
-664,483
| -19% | -$64M |
|
221
CALL
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.47B
| $268M | 0.09% |
10,288,400
+10,286,300
| +489,824% | +$276M |
|
222
Williams Companies
WMB
$86.3B
| $267M | 0.09% |
7,918,990
-641,347
| -7% | -$21.9M |
|
223
Sherwin-Williams
SHW
$78.8B
| $266M | 0.09% |
1,041,028
-14,870
| -1% | -$3.98M |
|
|
224
PUT
UnitedHealth
UNH
$333B
| $260M | 0.09% |
516,500
+298,700
| +137% | +$147M |
|
225
Wells Fargo
WFC
$246B
| $260M | 0.09% |
6,360,685
+296,600
| +5% | +$12.8M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.