UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Chubb
CB
$140B
| $279M | 0.11% |
2,406,384
-188,993
| -7% | -$23.7M |
|
202
Parker-Hannifin
PH
$120B
| $278M | 0.1% |
1,373,170
-48,573
| -3% | -$9.56M |
|
203
iShares MSCI ACWI ETF
ACWI
$32B
| $272M | 0.1% |
3,402,823
+3,070,664
| +924% | +$243M |
|
204
PUT
Advanced Micro Devices
AMD
$700B
| $268M | 0.1% |
3,265,600
-194,400
| -6% | -$14.4M |
|
205
First Trust Value Line Dividend Fund
FVD
$8.44B
| $266M | 0.1% |
8,448,678
-241,362
| -3% | -$7.65M |
|
206
iShares Core S&P US Growth ETF
IUSG
$30.4B
| $266M | 0.1% |
3,322,255
+56,550
| +2% | +$4.43M |
|
207
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $262M | 0.1% |
2,147,352
-182,530
| -8% | -$22.3M |
|
208
Morgan Stanley
MS
$319B
| $259M | 0.1% |
5,366,278
+1,529,035
| +40% | +$77M |
|
209
iShares Preferred and Income Securities ETF
PFF
$13.1B
| $257M | 0.1% |
7,057,792
+1,920,295
| +37% | +$69.1M |
|
210
State Street SPDR S&P Biotech ETF
XBI
$10B
| $254M | 0.1% |
2,283,812
+245,204
| +12% | +$27.5M |
|
211
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
| $254M | 0.1% |
8,554,892
+2,884,180
| +51% | +$85.6M |
|
212
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
| $250M | 0.09% |
736,751
-29,991
| -4% | -$10.2M |
|
213
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
| $250M | 0.09% |
3,894,381
-289,363
| -7% | -$18.3M |
|
214
Crown Castle
CCI
$34.6B
| $249M | 0.09% |
1,493,865
-91,001
| -6% | -$15M |
|
215
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
| $247M | 0.09% |
4,153,747
+137,832
| +3% | +$8.16M |
|
216
State Street Energy Select Sector SPDR ETF
XLE
$39B
| $245M | 0.09% |
16,333,004
+317,506
| +2% | +$5.64M |
|
|
217
PUT
Alphabet (Google) Class C
GOOG
$4.11T
| $244M | 0.09% |
3,314,000
-486,000
| -13% | -$37.1M |
|
218
CME Group
CME
$95.4B
| $243M | 0.09% |
1,453,841
+207,683
| +17% | +$35M |
|
219
Wells Fargo
WFC
$254B
| $241M | 0.09% |
10,236,137
+2,561,392
| +33% | +$63.1M |
|
220
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $241M | 0.09% |
2,972,783
-76,155
| -2% | -$6.24M |
|
221
Blackstone
BX
$104B
| $239M | 0.09% |
4,587,240
-130,945
| -3% | -$7.01M |
|
222
Enterprise Products Partners
EPD
$83.7B
| $239M | 0.09% |
15,150,993
-1,267,081
| -8% | -$22.2M |
|
223
Citigroup
C
$213B
| $238M | 0.09% |
5,526,172
-691,677
| -11% | -$34.5M |
|
224
Gilead Sciences
GILD
$165B
| $236M | 0.09% |
3,727,771
-165,508
| -4% | -$11.5M |
|
225
Vanguard Mid-Cap Growth ETF
VOT
$18.9B
| $235M | 0.09% |
1,302,131
-16,130
| -1% | -$2.84M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.