UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
CALL
Apple
AAPL
$4.86T
| $253M | 0.1% |
4,515,960
-1,196,408
| -21% | -$62.6M |
|
202
Plains All American Pipeline
PAA
$18.2B
| $252M | 0.1% |
12,158,209
-761,480
| -6% | -$17.2M |
|
203
Crown Castle
CCI
$31.6B
| $250M | 0.1% |
1,795,368
+292,599
| +19% | +$40.5M |
|
204
Kinder Morgan
KMI
$68.9B
| $248M | 0.1% |
12,036,136
-11,022
| -0.1% | -$226K |
|
205
State Street SPDR S&P Dividend ETF
SDY
$21.4B
| $247M | 0.1% |
2,410,454
+21,229
| +0.9% | +$2.14M |
|
206
iShares Russell Mid-Cap Value ETF
IWS
$15.3B
| $247M | 0.1% |
2,755,879
+81,406
| +3% | +$7.21M |
|
207
Vanguard High Dividend Yield ETF
VYM
$82.1B
| $246M | 0.09% |
2,774,662
+72,102
| +3% | +$6.31M |
|
208
Qualcomm
QCOM
$192B
| $246M | 0.09% |
3,226,645
-517,205
| -14% | -$38.9M |
|
209
Travelers Companies
TRV
$78.9B
| $246M | 0.09% |
1,653,036
+303,063
| +22% | +$45.1M |
|
210
Blackstone
BX
$96.3B
| $245M | 0.09% |
5,017,948
-7,884,999
| -61% | -$385M |
|
211
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
| $244M | 0.09% |
4,213,968
+170,822
| +4% | +$9.82M |
|
212
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $242M | 0.09% |
4,746,268
+240,605
| +5% | +$12.2M |
|
213
PUT
Alphabet (Google) Class A
GOOGL
$4.27T
| $242M | 0.09% |
3,960,000
+442,000
| +13% | +$26.2M |
|
214
iShares 7-10 Year Treasury Bond ETF
IEF
$41.5B
| $241M | 0.09% |
2,138,572
-67,394
| -3% | -$7.52M |
|
215
Schwab US TIPS ETF
SCHP
$16B
| $240M | 0.09% |
8,469,268
+7,914,328
| +1,426% | +$224M |
|
216
PUT
Walt Disney
DIS
$188B
| $240M | 0.09% |
1,841,095
+966,795
| +111% | +$134M |
|
217
US Bancorp
USB
$97.7B
| $239M | 0.09% |
4,324,044
+565,486
| +15% | +$30.6M |
|
218
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
| $239M | 0.09% |
4,736,226
+937,257
| +25% | +$47.3M |
|
|
ATVI
219
CALL
DELISTED
Activision Blizzard
ATVI
| $237M | 0.09% |
4,470,000
+3,175,000
| +245% | +$158M |
|
220
Colgate-Palmolive
CL
$70.1B
| $236M | 0.09% |
3,214,130
-144,734
| -4% | -$10.5M |
|
221
Goldman Sachs
GS
$288B
| $236M | 0.09% |
1,136,840
+342,141
| +43% | +$71.5M |
|
222
CALL
State Street Financial Select Sector SPDR ETF
XLF
$54.5B
| $233M | 0.09% |
8,305,700
+4,128,100
| +99% | +$114M |
|
223
Gen Digital
GEN
$18.8B
| $230M | 0.09% |
9,741,273
-5,486,864
| -36% | -$128M |
|
224
Alerian MLP ETF
AMLP
$13.5B
| $229M | 0.09% |
5,015,135
+262,432
| +6% | +$12.4M |
|
225
PUT
Micron Technology
MU
$1.04T
| $228M | 0.09% |
5,323,500
-1,524,000
| -22% | -$68.9M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.