UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
CALL
NetApp
NTAP
$39.5B
| $7.63M | ﹤0.01% |
100,600
+44,600
| +80% | +$3.45M |
|
|
FITB
2202
CALL
Fifth Third Bancorp
FITB
$47.2B
| $7.63M | ﹤0.01% |
301,100
-20,000
| -6% | -$539K |
|
|
RMT
2203
Royce Micro-Cap Trust
RMT
$730M
| $7.6M | ﹤0.01% |
917,287
+16,209
| +2% | +$143K |
|
2204
State Street SPDR S&P Bank ETF
KBE
$1.52B
| $7.58M | ﹤0.01% |
205,702
-15,649
| -7% | -$610K |
|
2205
Fidelity MSCI Energy Index ETF
FENY
$2.07B
| $7.58M | ﹤0.01% |
304,219
+49,409
| +19% | +$1.19M |
|
2206
Terex
TEX
$6.55B
| $7.57M | ﹤0.01% |
131,360
+78,647
| +149% | +$4.69M |
|
2207
Brunswick
BC
$4.35B
| $7.55M | ﹤0.01% |
95,593
+36,471
| +62% | +$3M |
|
2208
Invesco DB Commodity Index Tracking Fund
DBC
$1.93B
| $7.53M | ﹤0.01% |
301,571
-204,602
| -40% | -$5M |
|
|
ETV
2209
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
| $7.51M | ﹤0.01% |
627,724
+37,154
| +6% | +$475K |
|
2210
Cemex
CX
$14B
| $7.51M | ﹤0.01% |
1,155,538
-134,844
| -10% | -$1M |
|
2211
CALL
ArcelorMittal
MT
$53.2B
| $7.51M | ﹤0.01% |
+300,000
| New | +$7.98M |
|
2212
PUT
Valaris
VAL
$5.62B
| $7.5M | ﹤0.01% |
100,000
| – | – |
|
|
IGI
2213
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.4M
| $7.49M | ﹤0.01% |
473,339
-15,716
| -3% | -$255K |
|
2214
OneMain Financial
OMF
$6.6B
| $7.49M | ﹤0.01% |
186,893
+58,150
| +45% | +$2.48M |
|
2215
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
| $7.49M | ﹤0.01% |
165,289
-2,488
| -1% | -$115K |
|
2216
iShares Convertible Bond ETF
ICVT
$7.96B
| $7.48M | ﹤0.01% |
100,819
+41,547
| +70% | +$3.16M |
|
2217
CALL
Wheaton Precious Metals
WPM
$64.9B
| $7.48M | ﹤0.01% |
+184,413
| New | +$7.95M |
|
2218
VanEck Uranium + Nuclear Energy ETF
NLR
$3.67B
| $7.47M | ﹤0.01% |
105,406
+85,084
| +419% | +$5.43M |
|
2219
Match Group
MTCH
$9.31B
| $7.44M | ﹤0.01% |
189,991
-25,117
| -12% | -$1.11M |
|
2220
Kodak
KODK
$931M
| $7.44M | ﹤0.01% |
1,767,318
+52,912
| +3% | +$259K |
|
2221
iShares US Transportation ETF
IYT
$2.03B
| $7.44M | ﹤0.01% |
127,272
-4,232
| -3% | -$265K |
|
2222
Synaptics
SYNA
$4.08B
| $7.44M | ﹤0.01% |
83,149
-33,590
| -29% | -$2.95M |
|
2223
PUT
Estee Lauder
EL
$34.2B
| $7.43M | ﹤0.01% |
51,400
-50,700
| -50% | -$8.45M |
|
|
IBML
2224
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
| $7.43M | ﹤0.01% |
290,903
-39,212
| -12% | -$999K |
|
2225
Regency Centers
REG
$13.4B
| $7.42M | ﹤0.01% |
124,795
-104,809
| -46% | -$6.62M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,608 new, 3,254 increased, 4,092 reduced and 1,000 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,608 new positions and closed 1,000 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.