UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2176
Agree Realty
ADC
$8.39B
| $7.84M | ﹤0.01% |
141,968
+9,849
| +7% | +$616K |
|
2177
CALL
Entegris
ENTG
$23.2B
| $7.84M | ﹤0.01% |
+83,500
| New | +$8.36M |
|
2178
CALL
Cigna
CI
$71.9B
| $7.84M | ﹤0.01% |
27,400
| – | – |
|
2179
Sanmina
SANM
$12B
| $7.84M | ﹤0.01% |
144,394
+7,469
| +5% | +$420K |
|
2180
Qualys
QLYS
$5.97B
| $7.84M | ﹤0.01% |
51,373
-32,967
| -39% | -$4.74M |
|
2181
EQT Corp
EQT
$31.8B
| $7.83M | ﹤0.01% |
193,072
+2,162
| +1% | +$89.5K |
|
2182
Popular Inc
BPOP
$10.2B
| $7.81M | ﹤0.01% |
123,984
-19,184
| -13% | -$1.27M |
|
2183
iShares JPMorgan EM Corporate Bond ETF
CEMB
$425M
| $7.81M | ﹤0.01% |
184,697
+97,586
| +112% | +$4.19M |
|
|
KIO
2184
KKR Income Opportunities Fund
KIO
$428M
| $7.81M | ﹤0.01% |
652,769
-86,455
| -12% | -$1.03M |
|
2185
CALL
VICI Properties
VICI
$25.9B
| $7.78M | ﹤0.01% |
+267,500
| New | +$8.3M |
|
2186
PUT
TripAdvisor
TRIP
$986M
| $7.77M | ﹤0.01% |
468,500
+200,000
| +74% | +$3.26M |
|
2187
Mitsubishi UFJ Financial
MUFG
$264B
| $7.76M | ﹤0.01% |
914,164
+714,587
| +358% | +$5.7M |
|
2188
UGI
UGI
$7.83B
| $7.75M | ﹤0.01% |
336,759
+197,594
| +142% | +$4.9M |
|
|
EVV
2189
Eaton Vance Limited Duration Income Fund
EVV
$978M
| $7.74M | ﹤0.01% |
856,096
-156,935
| -15% | -$1.46M |
|
2190
Equinor
EQNR
$100B
| $7.72M | ﹤0.01% |
235,533
+176,477
| +299% | +$5.47M |
|
2191
Evercore
EVR
$10.1B
| $7.71M | ﹤0.01% |
55,951
-5,422
| -9% | -$736K |
|
2192
Sturm, Ruger & Co
RGR
$684M
| $7.69M | ﹤0.01% |
147,602
+24,251
| +20% | +$1.27M |
|
2193
New Oriental
EDU
$8.75B
| $7.69M | ﹤0.01% |
131,259
-42,344
| -24% | -$2.22M |
|
2194
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$226M
| $7.67M | ﹤0.01% |
199,552
+11,870
| +6% | +$456K |
|
2195
Elanco Animal Health
ELAN
$11.1B
| $7.66M | ﹤0.01% |
681,905
+299,166
| +78% | +$3.47M |
|
2196
BlackRock Limited Duration Income Trust
BLW
$454M
| $7.64M | ﹤0.01% |
593,538
-24,127
| -4% | -$315K |
|
2197
CALL
Alkermes
ALKS
$6.85B
| $7.64M | ﹤0.01% |
272,900
| – | – |
|
2198
Selective Insurance
SIGI
$5.13B
| $7.64M | ﹤0.01% |
74,065
+1,759
| +2% | +$176K |
|
2199
Murphy Oil
MUR
$5.21B
| $7.64M | ﹤0.01% |
168,443
-28,733
| -15% | -$1.25M |
|
|
BCIC
2200
BCP Investment Corp
BCIC
$85.9M
| $7.64M | ﹤0.01% |
396,808
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,608 new, 3,254 increased, 4,092 reduced and 1,000 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,608 new positions and closed 1,000 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.