UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PDCO
2126
DELISTED
Patterson Companies, Inc.
PDCO
| $7.15M | ﹤0.01% |
241,412
+66,279
| +38% | +$1.88M |
|
2127
First Trust Europe AlphaDEX Fund
FEP
$523M
| $7.13M | ﹤0.01% |
186,985
-23,495
| -11% | -$838K |
|
2128
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.21B
| $7.12M | ﹤0.01% |
256,497
-4,367
| -2% | -$114K |
|
|
XEC
2129
DELISTED
CIMAREX ENERGY CO
XEC
| $7.11M | ﹤0.01% |
189,601
+117,133
| +162% | +$3.75M |
|
2130
CRH
CRH
$57.2B
| $7.11M | ﹤0.01% |
166,853
-5,742
| -3% | -$226K |
|
2131
Kilroy Realty
KRC
$3.99B
| $7.09M | ﹤0.01% |
123,613
+9,177
| +8% | +$516K |
|
2132
PUT
Duke Energy
DUK
$91.6B
| $7.09M | ﹤0.01% |
77,400
+37,100
| +92% | +$3.43M |
|
2133
Schwab Fundamental International Small Company Index ETF
FNDC
$3.11B
| $7.08M | ﹤0.01% |
203,595
-16,969
| -8% | -$548K |
|
2134
PUT
XPeng
XPEV
$10.1B
| $7.07M | ﹤0.01% |
+165,000
| New | +$6.06M |
|
2135
Bio-Techne
TECH
$11.3B
| $7.05M | ﹤0.01% |
88,812
+8,216
| +10% | +$595K |
|
|
UNIT
2136
CALL
Uniti Group
UNIT
$2.28B
| $7.04M | ﹤0.01% |
600,000
| – | – |
|
2137
CALL
Enphase Energy
ENPH
$4.58B
| $7.02M | ﹤0.01% |
40,000
| – | – |
|
2138
AeroVironment
AVAV
$8.23B
| $7.02M | ﹤0.01% |
80,736
+10,227
| +15% | +$821K |
|
2139
B2Gold
BTG
$7.13B
| $7.01M | ﹤0.01% |
1,252,848
+408,831
| +48% | +$2.5M |
|
|
ACIA
2140
DELISTED
Acacia Communications Inc
ACIA
| $7.01M | ﹤0.01% |
96,057
+71,952
| +298% | +$4.97M |
|
|
PEO
2141
Adams Natural Resources Fund
PEO
$808M
| $6.99M | ﹤0.01% |
639,314
+26,274
| +4% | +$270K |
|
2142
First Trust Consumer Staples AlphaDEX Fund
FXG
$218M
| $6.98M | ﹤0.01% |
135,205
+572
| +0.4% | +$28.9K |
|
2143
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.93B
| $6.98M | ﹤0.01% |
253,064
+14,164
| +6% | +$387K |
|
2144
CALL
Agnico Eagle Mines
AEM
$101B
| $6.97M | ﹤0.01% |
+98,900
| New | +$7.38M |
|
|
2145
PUT
Agnico Eagle Mines
AEM
$101B
| $6.97M | ﹤0.01% |
+98,900
| New | +$7.38M |
|
2146
Reaves Utility Income Fund
UTG
$3.32B
| $6.97M | ﹤0.01% |
212,610
+582
| +0.3% | +$19.1K |
|
2147
Southern Copper
SCCO
$164B
| $6.96M | ﹤0.01% |
116,633
+11,836
| +11% | +$602K |
|
2148
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.77B
| $6.93M | ﹤0.01% |
99,935
-6,127
| -6% | -$392K |
|
|
BRSL
2149
CALL
Brightstar Lottery PLC
BRSL
$1.87B
| $6.93M | ﹤0.01% |
+408,900
| New | +$4.99M |
|
|
ACC
2150
DELISTED
American Campus Communities, Inc.
ACC
| $6.93M | ﹤0.01% |
161,935
-161,679
| -50% | -$6.45M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.