UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$511M |
| 2 |
Vanguard Intermediate-Term Treasury ETF
VGIT
|
+$419M |
| 3 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$353M |
| 4 |
SPDR Gold Trust
GLD
|
+$285M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGN
Allergan plc
AGN
|
+$1.21B |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$1.14B |
| 3 |
Microsoft
MSFT
|
+$1.08B |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$790M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$401M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.78% |
| 2 | Healthcare | 6.25% |
| 3 | Consumer Discretionary | 6.24% |
| 4 | Financials | 5.99% |
| 5 | Communication Services | 4.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Assurant
AIZ
$14.3B
| $4.49M | ﹤0.01% |
43,434
+7,834
| +22% | +$811K |
|
2127
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
| $4.49M | ﹤0.01% |
180,290
+56,633
| +46% | +$1.36M |
|
2128
PTC
PTC
$16B
| $4.47M | ﹤0.01% |
57,480
+6,168
| +12% | +$437K |
|
|
EFT
2129
Eaton Vance Floating-Rate Income Trust
EFT
$288M
| $4.46M | ﹤0.01% |
391,672
-37,281
| -9% | -$410K |
|
2130
Steven Madden
SHOO
$3.55B
| $4.46M | ﹤0.01% |
180,518
+69,146
| +62% | +$1.62M |
|
2131
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
| $4.45M | ﹤0.01% |
96,981
+3,803
| +4% | +$159K |
|
2132
Franklin Electric
FELE
$4.84B
| $4.45M | ﹤0.01% |
84,664
+12,855
| +18% | +$639K |
|
|
LEO
2133
BNY Mellon Strategic Municipals
LEO
$387M
| $4.44M | ﹤0.01% |
572,516
+8,922
| +2% | +$66.4K |
|
2134
FS KKR Capital
FSK
$3.44B
| $4.44M | ﹤0.01% |
317,162
+271,210
| +590% | +$3.82M |
|
2135
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
| $4.44M | ﹤0.01% |
345,537
-285,116
| -45% | -$3.6M |
|
2136
Toyota
TM
$225B
| $4.42M | ﹤0.01% |
35,193
-2,318
| -6% | -$287K |
|
2137
CALL
Danaher
DHR
$144B
| $4.42M | ﹤0.01% |
28,200
-106,934
| -79% | -$15.3M |
|
|
JWN
2138
PUT
DELISTED
Nordstrom
JWN
| $4.42M | ﹤0.01% |
285,000
+75,000
| +36% | +$1.32M |
|
2139
State Street SPDR S&P International Small Cap ETF
GWX
$913M
| $4.41M | ﹤0.01% |
161,328
+31,509
| +24% | +$814K |
|
2140
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $4.41M | ﹤0.01% |
558,421
-73,451
| -12% | -$567K |
|
2141
CALL
Pfizer
PFE
$153B
| $4.4M | ﹤0.01% |
141,868
+22,450
| +19% | +$763K |
|
2142
Factset
FDS
$10.2B
| $4.37M | ﹤0.01% |
13,307
-8,812
| -40% | -$2.55M |
|
2143
Douglas Emmett
DEI
$1.96B
| $4.37M | ﹤0.01% |
142,364
-70,010
| -33% | -$2.1M |
|
|
FPF
2144
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $4.36M | ﹤0.01% |
204,707
+14,076
| +7% | +$283K |
|
2145
CALL
Canadian Natural Resources
CNQ
$94.9B
| $4.36M | ﹤0.01% |
510,500
| – | – |
|
|
EVF
2146
Eaton Vance Senior Income Trust
EVF
$90.5M
| $4.35M | ﹤0.01% |
816,215
-133,214
| -14% | -$683K |
|
|
AJRD
2147
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $4.34M | ﹤0.01% |
109,434
-3,429
| -3% | -$143K |
|
2148
Axcelis
ACLS
$4.31B
| $4.33M | ﹤0.01% |
155,596
-78,682
| -34% | -$1.92M |
|
2149
Forward Air
FWRD
$654M
| $4.33M | ﹤0.01% |
86,983
+42,777
| +97% | +$2.1M |
|
|
KL
2150
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $4.33M | ﹤0.01% |
105,086
+67,744
| +181% | +$2.62M |
|
Similar funds
UBS Group's Q2 2020 Portfolio in Review
As of Q2 2020, UBS Group held 8,813 positions worth $237B, up 12% from $212B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group withdrew a net $17.5B in Q2 2020, closing 776 positions and reducing 4,001 holdings. Its most notable exit was Allergan plc, an estimated $1.21B position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, UBS Group opened a new position in Warner Music worth $87.9M.
- UBS Group's largest Q2 2020 buy was Warner Music: 2,981,053 shares worth $87.9M.
- UBS Group added most to Vanguard Morningstar Mid-Cap ETF in Q2 2020, an estimated $511M increase.
- UBS Group's biggest Q2 2020 reduction was iShares US Treasury Bond ETF, cutting an estimated $1.14B.
- UBS Group fully exited Allergan plc in Q2 2020, selling an estimated $1.21B.
- UBS Group's ten largest holdings make up 16% of its $237B portfolio in Q2 2020.
- UBS Group opened 706 new positions and closed 776 in Q2 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $237B.
Based on UBS Group's 13F filing for Q2 2020, filed 31 Jul 2020.