UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-0.18%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$126B

AUM Growth

+$2.7B (+2.2%)

Cap. Flow

+$3.46B

Cap. Flow % of AUM

2.73%

Top 10 Holdings % Top 10 Hldgs %

15.8%

Holding

7,224

New

476

Increased

3,286

Reduced

2,748

Closed

382

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$2.9B
2	iShares MSCI EAFE ETF EFA	+$541M
3	iShares Russell 2000 ETF IWM	+$511M
4	American International AIG	+$420M
5	UBS Group UBS	+$286M

Top Sells

1	Yum! Brands YUM	+$675M
2	Financial Select Sector SPDR Fund XLF	+$449M
3	Vanguard Total Stock Market ETF VTI	+$375M
4	HOT STARWOOD HOTELS & RESORTS WORLDWIDE, INC. HOT	+$347M
5	RGP REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS RGP	+$311M

Sector Composition

1	Financials	10.17%
2	Energy	8.73%
3	Healthcare	8.27%
4	Technology	7.59%
5	Industrials	6.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
2126	AMAG 2126 DELISTED AMAG Pharmaceuticals, Inc. AMAG	$2.51M	﹤0.01%	36,323 +3,568	+11%	+$246K
2127	NXR 2127 DELISTED NUVEEN ELECT TAX-FREE INC 3 NXR	$2.51M	﹤0.01%	182,582 -3,388	-2%	-$46.5K
2128	2128 Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF PDN $370M	$2.5M	﹤0.01%	88,991 +2,515	+3%	+$70.7K
2129	PACD 2129 DELISTED Pacific Drilling S A PACD	$2.5M	﹤0.01%	89,369 +80,376	+894%	+$2.25M
2130	2130 Robert Half RHI $3.56B	$2.5M	﹤0.01%	45,038 -47	-0.1%	-$2.61K
2131	BRW 2131 Saba Capital Income & Opportunities Fund BRW $342M	$2.5M	﹤0.01%	237,881 -104,481	-31%	-$1.1M
2132	FTRPR 2132 DELISTED Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock FTRPR	$2.5M	﹤0.01%	+25,000	New	+$2.5M
2133	VRN 2133 DELISTED Veren VRN	$2.5M	﹤0.01%	123,454 +10,324	+9%	+$209K
2134	2134 Cadence Bank CADE $6.86B	$2.5M	﹤0.01%	96,865 +72,683	+301%	+$1.87M
2135	KERX 2135 DELISTED Keryx Biopharmaceuticals Inc KERX	$2.5M	﹤0.01%	249,979 -86,383	-26%	-$862K
2136	LGCY 2136 DELISTED Legacy Reserves Inc. Common Stock LGCY	$2.49M	﹤0.01%	290,797 -64,459	-18%	-$552K
2137	2137 Norwegian Cruise Line NCLH $11.8B	$2.49M	﹤0.01%	44,453 +24,575	+124%	+$1.38M
2138	INF 2138 DELISTED BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC. INF	$2.49M	﹤0.01%	150,243 +38,072	+34%	+$630K
2139	PIM 2139 Putnam Master Intermediate Income Trust PIM $168M	$2.49M	﹤0.01%	526,789 +39,401	+8%	+$186K
2140	HSP 2140 DELISTED HOSPIRA INC HSP	$2.49M	﹤0.01%	28,009 -33,584	-55%	-$2.98M
2141	FFA 2141 First Trust Enhanced Equity Income Fund FFA $430M	$2.48M	﹤0.01%	172,984 +3,293	+2%	+$47.3K
2142	AES.PRC.CL 2142 DELISTED AES Corporation (The) Class C P AES.PRC.CL	$2.48M	﹤0.01%	48,798 +1,019	+2%	+$51.8K
2143	2143 FirstEnergy FE $25.2B	$2.48M	﹤0.01%	76,173 -5,487	-7%	-$179K
2144	2144 Fair Isaac FICO $37.3B	$2.48M	﹤0.01%	27,313 +4,924	+22%	+$447K
2145	2145 Extra Space Storage EXR $30.5B	$2.48M	﹤0.01%	38,010 -43,909	-54%	-$2.86M
2146	2146 ProShares High Yield-Interest Rate Hedged ETF HYHG $167M	$2.48M	﹤0.01%	34,260 -2,020	-6%	-$146K
2147	NQS 2147 DELISTED NUVEEN SELECT QUALITY MUNI FD NQS	$2.48M	﹤0.01%	187,275 +1,648	+0.9%	+$21.8K
2148	2148 Assertio ASRT $77.3M	$2.47M	﹤0.01%	28,825 -6,470	-18%	-$555K
2149	EOD 2149 Allspring Global Dividend Opportunity Fund EOD $245M	$2.47M	﹤0.01%	357,253 +238,500	+201%	+$1.65M
2150	2150 Principal Financial Group PFG $18.5B	$2.47M	﹤0.01%	48,200 -143,520	-75%	-$7.36M