UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JMBA
2101
DELISTED
Jamba, Inc.
JMBA
| $4.01M | ﹤0.01% |
281,450
+86,229
| +44% | +$1.27M |
|
|
AEL
2102
DELISTED
American Equity Investment Life Holding Company
AEL
| $4M | ﹤0.01% |
171,663
-11,740
| -6% | -$303K |
|
2103
Sprott Physical Gold and Silver Trust
CEF
$7.42B
| $4M | ﹤0.01% |
377,674
+55,206
| +17% | +$598K |
|
|
PNRA
2104
DELISTED
Panera Bread Co
PNRA
| $4M | ﹤0.01% |
20,657
-25,679
| -55% | -$4.79M |
|
2105
Lattice Semiconductor
LSCC
$18B
| $4M | ﹤0.01% |
1,037,636
+76,784
| +8% | +$354K |
|
2106
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.2M
| $3.99M | ﹤0.01% |
104,385
+67,120
| +180% | +$2.6M |
|
2107
W.R. Berkley
WRB
$26.7B
| $3.99M | ﹤0.01% |
247,870
+92,266
| +59% | +$1.51M |
|
2108
PUT
SITE Centers
SITC
$174M
| $3.99M | ﹤0.01% |
201,398
| – | – |
|
2109
Brookfield Infrastructure Partners
BIP
$18.4B
| $3.99M | ﹤0.01% |
273,453
+61,466
| +29% | +$993K |
|
2110
Assured Guaranty
AGO
$3.72B
| $3.99M | ﹤0.01% |
159,510
+26,548
| +20% | +$668K |
|
2111
FMC
FMC
$1.3B
| $3.99M | ﹤0.01% |
135,542
+89,894
| +197% | +$3.48M |
|
|
BKK
2112
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
| $3.98M | ﹤0.01% |
253,018
+7,291
| +3% | +$114K |
|
|
STR
2113
DELISTED
QUESTAR CORP
STR
| $3.97M | ﹤0.01% |
204,576
-35,772
| -15% | -$730K |
|
|
ARRS
2114
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $3.97M | ﹤0.01% |
152,936
-425
| -0.3% | -$12K |
|
2115
First American
FAF
$7.7B
| $3.97M | ﹤0.01% |
101,577
+75,647
| +292% | +$2.99M |
|
2116
Manchester United
MANU
$3.9B
| $3.96M | ﹤0.01% |
230,631
-47,005
| -17% | -$844K |
|
|
IBMF
2117
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
| $3.96M | ﹤0.01% |
144,019
-18,661
| -11% | -$512K |
|
2118
AGCO
AGCO
$7.28B
| $3.95M | ﹤0.01% |
84,775
+170
| +0.2% | +$8.7K |
|
|
SXCP
2119
DELISTED
SunCoke Energy Partners, L.P.
SXCP
| $3.95M | ﹤0.01% |
357,109
+11,970
| +3% | +$170K |
|
|
FSD
2120
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $3.94M | ﹤0.01% |
279,947
-84,667
| -23% | -$1.25M |
|
2121
Qorvo
QRVO
$7.89B
| $3.94M | ﹤0.01% |
87,383
-43,589
| -33% | -$2.63M |
|
2122
CALL
Travel + Leisure Co
TNL
$4.72B
| $3.93M | ﹤0.01% |
121,161
+47,844
| +65% | +$1.72M |
|
2123
iShares Core Moderate Allocation ETF
AOM
$1.76B
| $3.92M | ﹤0.01% |
115,839
+5,505
| +5% | +$190K |
|
2124
CenterPoint Energy
CNP
$27.6B
| $3.91M | ﹤0.01% |
216,934
-114,753
| -35% | -$2.14M |
|
2125
Thor Industries
THO
$4.03B
| $3.91M | ﹤0.01% |
75,474
+55,516
| +278% | +$3.04M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.