UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Fate Therapeutics
FATE
$302M
| $7.98M | ﹤0.01% |
87,721
+80,793
| +1,166% | +$5.02M |
|
|
CACG
2027
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
| $7.95M | ﹤0.01% |
180,556
-5,373
| -3% | -$223K |
|
2028
PUT
Kinder Morgan
KMI
$69.7B
| $7.95M | ﹤0.01% |
581,200
+1,200
| +0.2% | +$16.1K |
|
2029
Badger Meter
BMI
$3.7B
| $7.94M | ﹤0.01% |
84,444
+10,894
| +15% | +$870K |
|
|
PXD
2030
CALL
DELISTED
Pioneer Natural Resource Co.
PXD
| $7.94M | ﹤0.01% |
69,700
+60,200
| +634% | +$5.85M |
|
2031
Douglas Emmett
DEI
$1.72B
| $7.93M | ﹤0.01% |
271,873
-65,965
| -20% | -$1.87M |
|
2032
Genesis Energy
GEL
$1.86B
| $7.92M | ﹤0.01% |
1,275,881
-134,922
| -10% | -$766K |
|
2033
Oshkosh
OSK
$8.95B
| $7.91M | ﹤0.01% |
91,955
+48,552
| +112% | +$3.86M |
|
2034
Goodyear
GT
$1.48B
| $7.91M | ﹤0.01% |
725,170
-146,662
| -17% | -$1.48M |
|
|
RDFN
2035
DELISTED
Redfin
RDFN
| $7.89M | ﹤0.01% |
114,922
+1,044
| +0.9% | +$55.8K |
|
2036
CALL
Pinterest
PINS
$10.4B
| $7.88M | ﹤0.01% |
119,500
-562,400
| -82% | -$33.7M |
|
2037
C.H. Robinson
CHRW
$18B
| $7.87M | ﹤0.01% |
83,797
+58,768
| +235% | +$5.61M |
|
2038
United States Natural Gas Fund
UNG
$568M
| $7.86M | ﹤0.01% |
213,560
-9,702
| -4% | -$419K |
|
2039
CALL
ConocoPhillips
COP
$160B
| $7.85M | ﹤0.01% |
196,300
+32,900
| +20% | +$1.21M |
|
2040
Healthcare Services Group
HCSG
$1.47B
| $7.84M | ﹤0.01% |
279,189
+94,001
| +51% | +$2.27M |
|
2041
Bread Financial
BFH
$4.16B
| $7.83M | ﹤0.01% |
132,492
+19,610
| +17% | +$986K |
|
2042
CALL
PVH
PVH
$3.39B
| $7.83M | ﹤0.01% |
83,400
-16,600
| -17% | -$1.26M |
|
|
2043
PUT
United States Natural Gas Fund
UNG
$568M
| $7.82M | ﹤0.01% |
212,500
-250,250
| -54% | -$10.8M |
|
2044
PUT
Prudential Financial
PRU
$40.7B
| $7.81M | ﹤0.01% |
100,000
+20,000
| +25% | +$1.45M |
|
2045
Invesco California Value Municipal Income Trust
VCV
$479M
| $7.79M | ﹤0.01% |
588,974
+60,818
| +12% | +$767K |
|
2046
Toyota
TM
$230B
| $7.77M | ﹤0.01% |
50,254
+5,281
| +12% | +$738K |
|
2047
OGE Energy
OGE
$9.56B
| $7.76M | ﹤0.01% |
243,437
-53,579
| -18% | -$1.73M |
|
|
TMHC
2048
DELISTED
Taylor Morrison
TMHC
| $7.75M | ﹤0.01% |
302,066
-249,719
| -45% | -$6.37M |
|
|
IBMJ
2049
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $7.74M | ﹤0.01% |
300,334
-33,879
| -10% | -$874K |
|
|
PFPT
2050
DELISTED
Proofpoint, Inc.
PFPT
| $7.74M | ﹤0.01% |
56,723
+17,005
| +43% | +$1.86M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.