UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-0.18%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$126B

AUM Growth

+$2.7B (+2.2%)

Cap. Flow

+$3.46B

Cap. Flow % of AUM

2.73%

Top 10 Holdings % Top 10 Hldgs %

15.8%

Holding

7,224

New

476

Increased

3,286

Reduced

2,748

Closed

382

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$2.9B
2	iShares MSCI EAFE ETF EFA	+$541M
3	iShares Russell 2000 ETF IWM	+$511M
4	American International AIG	+$420M
5	UBS Group UBS	+$286M

Top Sells

1	Yum! Brands YUM	+$675M
2	Financial Select Sector SPDR Fund XLF	+$449M
3	Vanguard Total Stock Market ETF VTI	+$375M
4	HOT STARWOOD HOTELS & RESORTS WORLDWIDE, INC. HOT	+$347M
5	RGP REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS RGP	+$311M

Sector Composition

1	Financials	10.17%
2	Energy	8.73%
3	Healthcare	8.27%
4	Technology	7.59%
5	Industrials	6.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
2001	IHD 2001 Voya Emerging Markets High Income Dividend Equity Fund IHD $108M	$2.99M	﹤0.01%	303,182 +16,056	+6%	+$158K
2002	CIE 2002 DELISTED Cobalt International Energy, Inc CIE	$2.98M	﹤0.01%	20,480 -208	-1%	-$30.3K
2003	AIG.WS 2003 DELISTED American International Group, Inc. AIG.WS	$2.98M	﹤0.01%	107,537 +4,426	+4%	+$123K
2004	EPAY 2004 DELISTED Bottomline Technologies Inc EPAY	$2.97M	﹤0.01%	106,722 +45,591	+75%	+$1.27M
2005	2005 Martin Marietta Materials MLM $36.9B	$2.96M	﹤0.01%	20,933 -35,749	-63%	-$5.06M
2006	2006 First Trust Mid Cap Growth AlphaDEX Fund FNY $438M	$2.96M	﹤0.01%	96,116 -3,709	-4%	-$114K
2007	AGC 2007 DELISTED Advent Claymore Conv Sec & Incme AGC	$2.96M	﹤0.01%	460,876 -13,793	-3%	-$88.4K
2008	2008 Invesco Solar ETF TAN $736M	$2.95M	﹤0.01%	75,322 +16,018	+27%	+$628K
2009	2009 Regency Centers REG $12.9B	$2.95M	﹤0.01%	49,975 -4,088	-8%	-$241K
2010	PGN 2010 DELISTED PARAGON OFFSHORE PLC (GBR) PGN	$2.94M	﹤0.01%	2,695,990 -12,673	-0.5%	-$13.8K
2011	RWW 2011 DELISTED Invesco S&P Financials Revenue ETF RWW	$2.94M	﹤0.01%	58,605 +973	+2%	+$48.8K
2012	2012 USA Compression Partners USAC $2.94B	$2.94M	﹤0.01%	153,256 -331,440	-68%	-$6.35M
2013	ENX 2013 Eaton Vance New York Municipal Bond Fund ENX $177M	$2.94M	﹤0.01%	237,837 +24,178	+11%	+$298K
2014	2014 Iovance Biotherapeutics IOVA $821M	$2.94M	﹤0.01%	320,100 +116,600	+57%	+$1.07M
2015	BLUE 2015 DELISTED bluebird bio BLUE	$2.93M	﹤0.01%	1,343 -1,302	-49%	-$2.84M
2016	2016 Ultragenyx Pharmaceutical RARE $2.79B	$2.93M	﹤0.01%	28,562 +18,807	+193%	+$1.93M
2017	EWRM 2017 DELISTED GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF EWRM	$2.92M	﹤0.01%	56,940 -7,591	-12%	-$390K
2018	2018 Guidewire Software GWRE $21.2B	$2.92M	﹤0.01%	55,083 +10,267	+23%	+$544K
2019	SAVE 2019 DELISTED Spirit Airlines, Inc. SAVE	$2.91M	﹤0.01%	46,897 -32,939	-41%	-$2.05M
2020	2020 Tyler Technologies TYL $23.3B	$2.91M	﹤0.01%	22,496 +771	+4%	+$99.8K
2021	PF 2021 DELISTED Pinnacle Foods, Inc. PF	$2.91M	﹤0.01%	63,927 -166,818	-72%	-$7.6M
2022	2022 Urban Outfitters URBN $6.46B	$2.91M	﹤0.01%	83,141 -55,968	-40%	-$1.96M
2023	2023 NRG Energy NRG $32.1B	$2.91M	﹤0.01%	127,133 -14,166	-10%	-$324K
2024	2024 Invesco S&P 500 Equal Weight Consumer Discretionary ETF RSPD $223M	$2.9M	﹤0.01%	96,258 -11,064	-10%	-$333K
2025	2025 SPDR S&P Health Care Services ETF XHS $75.4M	$2.9M	﹤0.01%	44,226 +16,716	+61%	+$1.1M