UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Icahn Enterprises
IEP
$4.95B
| $9.79M | ﹤0.01% |
159,200
+76,607
| +93% | +$4.96M |
|
1977
Saic
SAIC
$5.56B
| $9.79M | ﹤0.01% |
112,489
+69,647
| +163% | +$5.83M |
|
1978
State Street SPDR S&P Semiconductor ETF
XSD
$3.3B
| $9.79M | ﹤0.01% |
92,413
+6,580
| +8% | +$637K |
|
1979
PTC
PTC
$15B
| $9.77M | ﹤0.01% |
130,459
-103,045
| -44% | -$7.33M |
|
1980
Under Armour
UAA
$1.9B
| $9.76M | ﹤0.01% |
451,660
-38,408
| -8% | -$746K |
|
1981
State Street SPDR S&P Homebuilders ETF
XHB
$1.45B
| $9.75M | ﹤0.01% |
214,244
-55,016
| -20% | -$2.49M |
|
1982
Chegg
CHGG
$81.6M
| $9.75M | ﹤0.01% |
257,146
+185,291
| +258% | +$6.48M |
|
1983
Ryder
R
$9.03B
| $9.75M | ﹤0.01% |
179,502
-13,770
| -7% | -$716K |
|
1984
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.1M
| $9.75M | ﹤0.01% |
189,479
+2,656
| +1% | +$135K |
|
|
EMBJ
1985
PUT
Embraer S.A. ADS
EMBJ
$14B
| $9.74M | ﹤0.01% |
500,000
| – | – |
|
|
NLSN
1986
PUT
DELISTED
Nielsen Holdings plc
NLSN
| $9.74M | ﹤0.01% |
+480,000
| New | +$9.76M |
|
1987
Gold Fields
GFI
$36B
| $9.74M | ﹤0.01% |
1,475,945
+679,671
| +85% | +$3.85M |
|
|
WWE
1988
CALL
DELISTED
World Wrestling Entertainment
WWE
| $9.73M | ﹤0.01% |
150,000
+118,500
| +376% | +$7.5M |
|
1989
Under Armour Class C
UA
$1.88B
| $9.72M | ﹤0.01% |
506,812
-112,113
| -18% | -$1.97M |
|
|
SGEN
1990
DELISTED
Seagen Inc. Common Stock
SGEN
| $9.7M | ﹤0.01% |
84,868
-92,247
| -52% | -$9.78M |
|
|
CCMP
1991
DELISTED
CMC Materials, Inc. Common Stock
CCMP
| $9.7M | ﹤0.01% |
67,180
+32,838
| +96% | +$4.66M |
|
1992
Evertec
EVTC
$1.68B
| $9.69M | ﹤0.01% |
284,771
+33,511
| +13% | +$1.06M |
|
1993
PUT
Best Buy
BBY
$19B
| $9.66M | ﹤0.01% |
110,000
+60,000
| +120% | +$4.59M |
|
1994
Gentex
GNTX
$4.76B
| $9.61M | ﹤0.01% |
331,683
+137,869
| +71% | +$3.88M |
|
1995
Viper Energy
VNOM
$7.96B
| $9.6M | ﹤0.01% |
389,180
+16,100
| +4% | +$403K |
|
1996
Exponent
EXPO
$3.05B
| $9.59M | ﹤0.01% |
139,017
+41,468
| +43% | +$2.74M |
|
1997
CALL
Chevron
CVX
$401B
| $9.58M | ﹤0.01% |
79,500
-22,400
| -22% | -$2.64M |
|
1998
HubSpot
HUBS
$10.7B
| $9.58M | ﹤0.01% |
60,433
+4,362
| +8% | +$668K |
|
1999
Nice
NICE
$6.61B
| $9.56M | ﹤0.01% |
61,648
-7,527
| -11% | -$1.15M |
|
|
CTLT
2000
DELISTED
CATALENT, INC.
CTLT
| $9.56M | ﹤0.01% |
169,741
+112,010
| +194% | +$5.71M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.