UBS Group Portfolio holdings

AUM $478B

1-Year Return 17.78%

UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.

2025 Q2 2025 Q1 2024 Q4 2024 Q3 2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

-0.18%

1 Year Return

+17.78%

3 Year Return

+59.77%

5 Year Return

+91.78%

10 Year Return

+181.19%

AUM

$126B

AUM Growth

+$2.7B (+2.2%)

Cap. Flow

+$3.46B

Cap. Flow % of AUM

2.73%

Top 10 Holdings % Top 10 Hldgs %

15.8%

Holding

7,224

New

476

Increased

3,286

Reduced

2,748

Closed

382

Top Buys

1	SPDR S&P 500 ETF Trust SPY	+$2.9B
2	iShares MSCI EAFE ETF EFA	+$541M
3	iShares Russell 2000 ETF IWM	+$511M
4	American International AIG	+$420M
5	UBS Group UBS	+$286M

Top Sells

1	Yum! Brands YUM	+$675M
2	Financial Select Sector SPDR Fund XLF	+$449M
3	Vanguard Total Stock Market ETF VTI	+$375M
4	HOT STARWOOD HOTELS & RESORTS WORLDWIDE, INC. HOT	+$347M
5	RGP REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS RGP	+$311M

Sector Composition

1	Financials	10.17%
2	Energy	8.73%
3	Healthcare	8.27%
4	Technology	7.59%
5	Industrials	6.33%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1976	ETB 1976 Eaton Vance Tax-Managed Buy-Write Income Fund ETB $442M	$3.09M	﹤0.01%	199,925 +1,176	+0.6%	+$18.2K
1977	FFC 1977 Flaherty & Crumrine Preferred and Income Securities Fund FFC $796M	$3.09M	﹤0.01%	165,775 +10,862	+7%	+$203K
1978	NAVB 1978 DELISTED Navidea Biopharmaceuticals Inc. NAVB	$3.09M	﹤0.01%	95,851 +16,882	+21%	+$544K
1979	1979 AMC Networks AMCX $357M	$3.08M	﹤0.01%	37,683 -1,594	-4%	-$130K
1980	1980 Telephone and Data Systems TDS $4.51B	$3.08M	﹤0.01%	104,805 +59,089	+129%	+$1.74M
1981	IBME 1981 DELISTED ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF IBME	$3.08M	﹤0.01%	115,971 -2,505	-2%	-$66.6K
1982	AUO 1982 DELISTED AU Optronics Corp AUO	$3.08M	﹤0.01%	690,051 +629,662	+1,043%	+$2.81M
1983	CLLS 1983 Cellectis CLLS $290M	$3.08M	﹤0.01%	+85,280	New	+$3.08M
1984	1984 Schwab US Large-Cap Value ETF SCHV $13.5B	$3.08M	﹤0.01%	214,524 -18,081	-8%	-$259K
1985	1985 Jacobs Solutions J $17.5B	$3.08M	﹤0.01%	91,541 +6,530	+8%	+$219K
1986	Y 1986 DELISTED Alleghany Corporation Y	$3.08M	﹤0.01%	6,560 -5,850	-47%	-$2.74M
1987	BCS.PR.CL 1987 DELISTED BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK) BCS.PR.CL	$3.08M	﹤0.01%	121,048 +3,774	+3%	+$95.9K
1988	1988 Helen of Troy HELE $554M	$3.07M	﹤0.01%	31,501 +941	+3%	+$91.7K
1989	1989 iShares Core Dividend Growth ETF DGRO $34.2B	$3.07M	﹤0.01%	118,798 +44,324	+60%	+$1.15M
1990	NQI 1990 DELISTED NUVEEN QUALITY MUNICIPAL FUND INC NQI	$3.07M	﹤0.01%	243,069 +21,603	+10%	+$273K
1991	1991 Federated Hermes FHI $4.16B	$3.06M	﹤0.01%	91,366 -2,303	-2%	-$77.1K
1992	WRI 1992 DELISTED Weingarten Realty Investors WRI	$3.05M	﹤0.01%	93,315 +9,139	+11%	+$299K
1993	1993 TechnipFMC FTI $16.4B	$3.04M	﹤0.01%	98,336 -40,921	-29%	-$1.26M
1994	RFI 1994 Cohen & Steers Total Return Realty Fund RFI $321M	$3.03M	﹤0.01%	249,384 -18,623	-7%	-$226K
1995	JMBA 1995 DELISTED Jamba, Inc. JMBA	$3.02M	﹤0.01%	195,221 +194,381	+23,141%	+$3.01M
1996	PPT 1996 Putnam Premier Income Trust PPT $355M	$3.02M	﹤0.01%	591,177 -69,153	-10%	-$353K
1997	1997 Encore Capital Group ECPG $1.02B	$3.01M	﹤0.01%	70,415 -287	-0.4%	-$12.3K
1998	1998 iShares Morningstar Small-Cap Value ETF ISCV $527M	$3.01M	﹤0.01%	71,634 +3,303	+5%	+$139K
1999	UPL 1999 DELISTED Ultra Petroleum Corp. Common Stock UPL	$3.01M	﹤0.01%	240,086 -40,242	-14%	-$504K
2000	2000 Range Resources RRC $8.41B	$3M	﹤0.01%	60,821 +11,448	+23%	+$565K