UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $335M | 0.12% |
3,302,410
-328,569
| -9% | -$35.2M |
|
177
IBM
IBM
$215B
| $334M | 0.12% |
2,379,276
-650,300
| -21% | -$92.5M |
|
178
Republic Services
RSG
$66B
| $330M | 0.11% |
2,312,331
-77,778
| -3% | -$11.5M |
|
179
American Electric Power
AEP
$64.5B
| $328M | 0.11% |
4,360,999
-11,293
| -0.3% | -$919K |
|
180
Vanguard Health Care ETF
VHT
$19.2B
| $327M | 0.11% |
1,390,176
-12,969
| -0.9% | -$3.16M |
|
181
CALL
UBS Group
UBS
$145B
| $326M | 0.11% |
13,214,919
+98,508
| +0.8% | +$2.3M |
|
|
182
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$30.6B
| $326M | 0.11% |
3,210,700
-15,255,200
| -83% | -$1.63B |
|
183
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$44.8B
| $316M | 0.11% |
944,246
+144,469
| +18% | +$50.1M |
|
184
Medtronic
MDT
$114B
| $315M | 0.11% |
4,017,204
-465,003
| -10% | -$38.9M |
|
185
American Express
AXP
$204B
| $315M | 0.11% |
2,109,893
-334,242
| -14% | -$54.7M |
|
186
PUT
iShares US Home Construction ETF
ITB
$2.39B
| $313M | 0.11% |
3,992,500
+992,500
| +33% | +$84.3M |
|
187
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $311M | 0.11% |
4,297,736
-171,627
| -4% | -$12.8M |
|
188
JPMorgan Equity Premium Income ETF
JEPI
$45.5B
| $310M | 0.11% |
5,795,557
+1,024,956
| +21% | +$56.5M |
|
189
CALL
iShares MSCI Brazil ETF
EWZ
$8.55B
| $308M | 0.11% |
10,057,700
-234,600
| -2% | -$7.46M |
|
190
CME Group
CME
$97.1B
| $306M | 0.11% |
1,527,257
+120,552
| +9% | +$24M |
|
191
Eaton
ETN
$169B
| $305M | 0.11% |
1,429,618
-28,503
| -2% | -$6.14M |
|
192
PUT
Intel
INTC
$663B
| $302M | 0.1% |
8,506,300
+4,475,100
| +111% | +$156M |
|
193
Air Products & Chemicals
APD
$63.8B
| $302M | 0.1% |
1,064,928
-464,131
| -30% | -$136M |
|
194
iShares Gold Trust
IAU
$63.3B
| $301M | 0.1% |
8,594,757
-518,122
| -6% | -$18.9M |
|
195
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
| $300M | 0.1% |
3,722,326
+240,296
| +7% | +$20.3M |
|
196
PUT
Stellantis
STLA
$13.4B
| $299M | 0.1% |
15,605,361
+3,942,700
| +34% | +$73.8M |
|
197
PUT
Alphabet (Google) Class A
GOOGL
$4.14T
| $298M | 0.1% |
2,279,700
+181,108
| +9% | +$23.4M |
|
198
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.5B
| $296M | 0.1% |
6,162,212
-5,499
| -0.1% | -$271K |
|
199
Vanguard Total Bond Market
BND
$160B
| $296M | 0.1% |
4,236,817
-26,223
| -0.6% | -$1.87M |
|
200
iShares 3-7 Year Treasury Bond ETF
IEI
$17B
| $295M | 0.1% |
2,603,047
+498,413
| +24% | +$57M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.