UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$2.76B |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$447M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$336M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$294M |
| 5 |
GSK
GSK
|
+$255M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Stellantis
STLA
|
+$937M |
| 2 |
UBS Group
UBS
|
+$511M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Baidu
BIDU
|
+$338M |
| 5 |
Apple
AAPL
|
+$331M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.08% |
| 2 | Consumer Discretionary | 6.75% |
| 3 | Financials | 6.3% |
| 4 | Healthcare | 5.83% |
| 5 | Industrials | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
iShares National Muni Bond ETF
MUB
$45.2B
| $362M | 0.12% |
3,119,312
+24,111
| +0.8% | +$2.81M |
|
177
Applied Materials
AMAT
$398B
| $361M | 0.12% |
2,701,687
+906,268
| +50% | +$99.9M |
|
178
Blackstone
BX
$102B
| $359M | 0.12% |
4,820,017
+135,178
| +3% | +$9.33M |
|
179
BHP
BHP
$218B
| $359M | 0.12% |
5,798,905
-942,355
| -14% | -$60.7M |
|
180
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $359M | 0.12% |
4,363,423
+504,196
| +13% | +$41.6M |
|
181
PUT
Alphabet (Google) Class A
GOOGL
$4.08T
| $358M | 0.12% |
3,471,260
-2,306,740
| -40% | -$228M |
|
182
Fidelity National Information Services
FIS
$23.8B
| $357M | 0.12% |
2,538,824
-243,450
| -9% | -$33.2M |
|
183
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
| $353M | 0.12% |
741,393
-63,916
| -8% | -$29.1M |
|
184
PUT
iShares MSCI EAFE ETF
EFA
$78.5B
| $348M | 0.12% |
4,592,800
-3,453,200
| -43% | -$260M |
|
185
Lam Research
LRCX
$372B
| $348M | 0.12% |
5,845,030
+949,910
| +19% | +$51.8M |
|
186
Vanguard Morningstar Large-Cap ETF
VV
$52.1B
| $341M | 0.11% |
1,842,208
-110,452
| -6% | -$20M |
|
187
PUT
Micron Technology
MU
$988B
| $339M | 0.11% |
3,848,581
+31,181
| +0.8% | +$2.65M |
|
188
iQIYI
IQ
$1.24B
| $337M | 0.11% |
20,247,242
+95,577
| +0.5% | +$2.21M |
|
189
PUT
Zoom
ZM
$27.1B
| $335M | 0.11% |
1,041,260
+975,960
| +1,495% | +$359M |
|
190
iShares Biotechnology ETF
IBB
$9.52B
| $334M | 0.11% |
2,221,645
-17,046
| -0.8% | -$2.71M |
|
191
PUT
Uber
UBER
$143B
| $332M | 0.11% |
6,087,800
-2,583,200
| -30% | -$144M |
|
192
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
| $331M | 0.11% |
4,007,369
-75,147
| -2% | -$6.22M |
|
193
Philip Morris
PM
$299B
| $327M | 0.11% |
3,687,927
-295,394
| -7% | -$25.1M |
|
194
First Trust Value Line Dividend Fund
FVD
$8.33B
| $323M | 0.11% |
8,498,599
+284,527
| +3% | +$10.3M |
|
|
XYZ
195
Block Inc
XYZ
$49.2B
| $320M | 0.11% |
1,411,045
-32,385
| -2% | -$7.58M |
|
196
Phillips 66
PSX
$84.4B
| $319M | 0.11% |
3,915,470
+314,846
| +9% | +$24.7M |
|
197
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $314M | 0.1% |
3,085,601
-565,361
| -15% | -$57.7M |
|
198
GE Aerospace
GE
$368B
| $314M | 0.1% |
4,800,483
-444,437
| -8% | -$26.9M |
|
199
American Express
AXP
$228B
| $310M | 0.1% |
2,189,960
+171,821
| +9% | +$22.7M |
|
200
PUT
Adobe
ADBE
$98.5B
| $306M | 0.1% |
644,569
-430,231
| -40% | -$201M |
|
Similar funds
UBS Group's Q1 2021 Portfolio in Review
As of Q1 2021, UBS Group held 9,997 positions worth $301B, up 1.9% from $296B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q1 2021 filing shows 1,505 new, 3,920 increased, 3,392 reduced and 881 closed positions. Its largest new stake was Ferguson: 1,602,252 shares worth $192M. The largest sale was Stellantis, an estimated $937M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q1 2021 buy was Ferguson: 1,602,252 shares worth $192M.
- UBS Group added most to Alibaba in Q1 2021, an estimated $2.76B increase.
- UBS Group's biggest Q1 2021 reduction was Stellantis, cutting an estimated $937M.
- UBS Group fully exited Tiffany & Co. in Q1 2021, selling an estimated $77.2M.
- UBS Group's ten largest holdings make up 14% of its $301B portfolio in Q1 2021.
- UBS Group opened 1,505 new positions and closed 881 in Q1 2021.
- UBS Group's portfolio value rose 1.9% quarter-over-quarter to $301B.
Based on UBS Group's 13F filing for Q1 2021, filed 12 May 2021.