UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
PUT
Bank of America
BAC
$429B
| $332M | 0.13% |
13,781,600
-1,509,300
| -10% | -$37.6M |
|
177
PUT
PayPal
PYPL
$50.3B
| $328M | 0.12% |
1,663,300
-591,400
| -26% | -$111M |
|
178
PUT
iShares MSCI EAFE ETF
EFA
$76.4B
| $318M | 0.12% |
4,993,300
-2,286,400
| -31% | -$146M |
|
|
PARA
179
DELISTED
Paramount Global Class B
PARA
| $314M | 0.12% |
11,223,325
+9,087,262
| +425% | +$243M |
|
180
Philip Morris
PM
$309B
| $312M | 0.12% |
4,155,703
+532,716
| +15% | +$41.1M |
|
181
3M
MMM
$91.8B
| $311M | 0.12% |
2,325,590
+440,663
| +23% | +$59.3M |
|
182
BHP
BHP
$211B
| $311M | 0.12% |
6,738,195
+94,202
| +1% | +$4.53M |
|
183
Colgate-Palmolive
CL
$74.8B
| $306M | 0.12% |
3,964,906
+416,374
| +12% | +$31.7M |
|
184
Vanguard Short-Term Bond ETF
BSV
$44.7B
| $305M | 0.11% |
3,668,647
+411,780
| +13% | +$34.2M |
|
185
iShares Biotechnology ETF
IBB
$9.45B
| $304M | 0.11% |
2,242,345
-123,858
| -5% | -$16.8M |
|
186
TSMC
TSM
$1.94T
| $303M | 0.11% |
3,732,046
-284,883
| -7% | -$21.6M |
|
187
ExxonMobil
XOM
$650B
| $301M | 0.11% |
8,765,605
-410,777
| -4% | -$16.8M |
|
188
PUT
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
| $296M | 0.11% |
12,294,600
-5,658,100
| -32% | -$138M |
|
189
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
| $291M | 0.11% |
3,776,331
-1,394,521
| -27% | -$104M |
|
190
Baidu
BIDU
$35.7B
| $289M | 0.11% |
2,281,413
+1,106,915
| +94% | +$137M |
|
191
Berkshire Hathaway Class A
BRK.A
$1.1T
| $288M | 0.11% |
899
+708
| +371% | +$217M |
|
192
Willis Towers Watson
WTW
$29.8B
| $285M | 0.11% |
1,364,582
+570,117
| +72% | +$116M |
|
193
Dollar General
DG
$28.4B
| $285M | 0.11% |
1,359,348
+162,245
| +14% | +$31.9M |
|
194
Caterpillar
CAT
$361B
| $284M | 0.11% |
1,906,819
+725,477
| +61% | +$102M |
|
195
Sherwin-Williams
SHW
$84.8B
| $284M | 0.11% |
1,222,899
+40,755
| +3% | +$8.9M |
|
196
American Electric Power
AEP
$70.4B
| $284M | 0.11% |
3,470,509
-307,102
| -8% | -$25.3M |
|
197
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
| $283M | 0.11% |
3,277,894
-267,172
| -8% | -$22.5M |
|
198
CALL
Meta Platforms (Facebook)
META
$1.49T
| $282M | 0.11% |
1,074,905
+232,133
| +28% | +$59.9M |
|
199
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
| $281M | 0.11% |
5,572,834
+116,069
| +2% | +$5.89M |
|
200
CALL
NVIDIA
NVDA
$4.6T
| $281M | 0.11% |
20,756,240
-1,079,040
| -5% | -$12.6M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.