UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Gilead Sciences
GILD
$182B
| $296M | 0.11% |
4,670,452
-127,834
| -3% | -$8.36M |
|
177
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
| $287M | 0.11% |
5,348,524
-594
| -0% | -$31.8K |
|
178
Vanguard Real Estate ETF
VNQ
$37.3B
| $287M | 0.11% |
3,077,014
+110,671
| +4% | +$10M |
|
179
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.5B
| $286M | 0.11% |
4,745,752
+412,618
| +10% | +$24.9M |
|
180
iShares Core S&P US Growth ETF
IUSG
$33B
| $283M | 0.11% |
4,500,990
-131,034
| -3% | -$8.29M |
|
181
American Electric Power
AEP
$66.5B
| $279M | 0.11% |
2,980,661
+1,898,281
| +175% | +$172M |
|
182
Altria Group
MO
$118B
| $277M | 0.11% |
6,780,471
-82,058
| -1% | -$3.77M |
|
183
iShares MSCI USA Momentum Factor ETF
MTUM
$24.1B
| $276M | 0.11% |
2,317,081
+291,600
| +14% | +$35.1M |
|
184
Vanguard FTSE All-World ex-US ETF
VEU
$69.4B
| $276M | 0.11% |
5,536,987
-504,522
| -8% | -$25.2M |
|
185
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
| $275M | 0.11% |
3,395,724
+142,622
| +4% | +$11.5M |
|
186
CALL
United Airlines
UAL
$35.4B
| $275M | 0.11% |
+3,111,900
| New | +$275M |
|
187
PUT
VanEck Gold Miners ETF
GDX
$28.3B
| $275M | 0.11% |
10,278,500
+2,695,800
| +36% | +$75.4M |
|
|
RTN
188
DELISTED
Raytheon Company
RTN
| $273M | 0.11% |
1,390,235
+259,090
| +23% | +$48M |
|
189
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.48B
| $272M | 0.1% |
3,708,068
+94,862
| +3% | +$6.87M |
|
190
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$46.6B
| $269M | 0.1% |
1,880,400
+1,362,700
| +263% | +$189M |
|
191
iShares Russell Mid-Cap Growth ETF
IWP
$19.2B
| $269M | 0.1% |
3,806,078
-40,638
| -1% | -$2.92M |
|
192
First Trust Value Line Dividend Fund
FVD
$7.97B
| $267M | 0.1% |
7,649,365
+1,328,756
| +21% | +$45.3M |
|
193
PUT
SPDR Gold Trust
GLD
$145B
| $266M | 0.1% |
1,917,700
+843,300
| +78% | +$117M |
|
194
iShares MSCI USA Quality Factor ETF
QUAL
$46.9B
| $265M | 0.1% |
2,864,077
+313,363
| +12% | +$28.8M |
|
195
State Street Energy Select Sector SPDR ETF
XLE
$42.4B
| $258M | 0.1% |
8,725,514
-201,250
| -2% | -$6.09M |
|
196
Vanguard Health Care ETF
VHT
$19B
| $257M | 0.1% |
1,535,124
-34,503
| -2% | -$5.91M |
|
197
iShares MSCI Japan ETF
EWJ
$23.5B
| $256M | 0.1% |
4,519,994
-2,095,352
| -32% | -$115M |
|
198
CALL
Marathon Petroleum
MPC
$111B
| $254M | 0.1% |
4,183,100
+2,528,300
| +153% | +$133M |
|
199
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.15B
| $254M | 0.1% |
9,562,317
+547,272
| +6% | +$14.5M |
|
200
American Express
AXP
$221B
| $253M | 0.1% |
2,141,865
+341,022
| +19% | +$41.8M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.