UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Nuveen Floating Rate Income Fund
JFR
$1.24B
| $4.82M | ﹤0.01% |
479,230
+51,887
| +12% | +$543K |
|
|
MMD
1952
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
| $4.81M | ﹤0.01% |
271,431
+28,903
| +12% | +$505K |
|
|
DXGE
1953
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
| $4.81M | ﹤0.01% |
190,194
-15,448
| -8% | -$428K |
|
1954
CALL
Salesforce
CRM
$152B
| $4.8M | ﹤0.01% |
69,200
| – | – |
|
1955
iShares Morningstar Value ETF
ILCV
$1.34B
| $4.8M | ﹤0.01% |
124,458
-1,812
| -1% | -$73.8K |
|
|
KYE
1956
DELISTED
Kayne Anderson Energy
KYE
| $4.79M | ﹤0.01% |
366,502
-107,193
| -23% | -$1.79M |
|
|
QUNR
1957
DELISTED
Qunar Cayman Islands Limited
QUNR
| $4.79M | ﹤0.01% |
159,127
+78,445
| +97% | +$2.86M |
|
|
ONIT
1958
Onity Group
ONIT
$319M
| $4.78M | ﹤0.01% |
47,490
+46,577
| +5,102% | +$5.9M |
|
|
HILL
1959
DELISTED
DOT HILL SYSTEMS CORP
HILL
| $4.78M | ﹤0.01% |
490,945
-194,931
| -28% | -$1.5M |
|
1960
iShares US Basic Materials ETF
IYM
$1.18B
| $4.76M | ﹤0.01% |
73,580
+15,156
| +26% | +$1.1M |
|
|
JMBA
1961
PUT
DELISTED
Jamba, Inc.
JMBA
| $4.76M | ﹤0.01% |
334,000
+67,500
| +25% | +$993K |
|
|
ISBC
1962
DELISTED
Investors Bancorp, Inc.
ISBC
| $4.76M | ﹤0.01% |
385,687
-19,189
| -5% | -$233K |
|
|
JMLP
1963
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
| $4.75M | ﹤0.01% |
480,161
+73,744
| +18% | +$906K |
|
1964
iShares Mortgage Real Estate ETF
REM
$539M
| $4.75M | ﹤0.01% |
119,473
-11,474
| -9% | -$488K |
|
|
BERY
1965
DELISTED
Berry Global Group, Inc.
BERY
| $4.75M | ﹤0.01% |
171,957
-46,566
| -21% | -$1.34M |
|
1966
Fossil Group
FOSL
$348M
| $4.74M | ﹤0.01% |
84,833
-317,897
| -79% | -$20.2M |
|
|
FMO
1967
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
| $4.72M | ﹤0.01% |
60,377
-1,145
| -2% | -$113K |
|
|
ALE
1968
DELISTED
Allete
ALE
| $4.72M | ﹤0.01% |
93,499
+76,992
| +466% | +$3.73M |
|
1969
PUT
Pultegroup
PHM
$24.6B
| $4.72M | ﹤0.01% |
250,000
| – | – |
|
1970
Huazhu Hotels Group
HTHT
$13.1B
| $4.72M | ﹤0.01% |
775,428
-5,440
| -0.7% | -$33.1K |
|
1971
American States Water
AWR
$3.32B
| $4.7M | ﹤0.01% |
113,413
-44,950
| -28% | -$1.74M |
|
1972
New Oriental
EDU
$9.4B
| $4.7M | ﹤0.01% |
232,306
+199,766
| +614% | +$4.28M |
|
|
LNCO
1973
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
| $4.68M | ﹤0.01% |
1,726,068
-599,346
| -26% | -$2.63M |
|
1974
Jack in the Box
JACK
$324M
| $4.67M | ﹤0.01% |
60,645
+3,006
| +5% | +$256K |
|
1975
CALL
Veeva Systems
VEEV
$33.5B
| $4.67M | ﹤0.01% |
+199,500
| New | +$5.2M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.