UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EVA
1926
DELISTED
Enviva Inc.
EVA
| $9.01M | ﹤0.01% |
198,468
-129,492
| -39% | -$5.65M |
|
|
KL
1927
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
| $9.01M | ﹤0.01% |
218,182
+31,466
| +17% | +$1.4M |
|
1928
CALL
Beyond Meat
BYND
$201M
| $9M | ﹤0.01% |
2,400
+1,469
| +158% | +$6.65M |
|
1929
PUT
Banco Bradesco
BBD
$36.8B
| $8.99M | ﹤0.01% |
2,069,100
+605,000
| +41% | +$2.21M |
|
1930
Philips
PHG
$24.1B
| $8.98M | ﹤0.01% |
204,386
-142,541
| -41% | -$5.88M |
|
|
MOMO
1931
Hello Group
MOMO
$704M
| $8.97M | ﹤0.01% |
642,550
-10,356
| -2% | -$150K |
|
1932
CALL
DoorDash
DASH
$84.3B
| $8.96M | ﹤0.01% |
+62,800
| New | +$10M |
|
1933
Airbnb
ABNB
$97.8B
| $8.96M | ﹤0.01% |
+61,065
| New | +$9.01M |
|
1934
John B. Sanfilippo & Son
JBSS
$789M
| $8.95M | ﹤0.01% |
113,525
-20,564
| -15% | -$1.56M |
|
1935
CALL
FirstEnergy
FE
$26.5B
| $8.94M | ﹤0.01% |
292,100
+256,000
| +709% | +$7.67M |
|
1936
PUT
Ally Financial
ALLY
$12.4B
| $8.91M | ﹤0.01% |
250,000
+150,000
| +150% | +$4.54M |
|
|
AVTA
1937
DELISTED
Avantax, Inc. Common Stock
AVTA
| $8.9M | ﹤0.01% |
559,527
+542,230
| +3,135% | +$6.62M |
|
1938
iShares US Small Cap Equity Factor ETF
SMLF
$4.13B
| $8.89M | ﹤0.01% |
194,363
-35,669
| -16% | -$1.5M |
|
1939
CALL
Danaher
DHR
$149B
| $8.89M | ﹤0.01% |
45,120
+16,807
| +59% | +$3.37M |
|
1940
CALL
Analog Devices
ADI
$176B
| $8.86M | ﹤0.01% |
60,000
| – | – |
|
1941
Omeros
OMER
$1.34B
| $8.86M | ﹤0.01% |
620,530
+84,506
| +16% | +$1.03M |
|
1942
PENN Entertainment
PENN
$2.34B
| $8.85M | ﹤0.01% |
102,460
-26,645
| -21% | -$1.9M |
|
1943
Boise Cascade
BCC
$2.64B
| $8.85M | ﹤0.01% |
185,092
+120,670
| +187% | +$5.24M |
|
1944
Synaptics
SYNA
$3.62B
| $8.84M | ﹤0.01% |
91,749
-7,540
| -8% | -$614K |
|
|
PPD
1945
DELISTED
PPD, Inc. Common Stock
PPD
| $8.82M | ﹤0.01% |
257,736
+189,777
| +279% | +$6.63M |
|
|
GTLS
1946
DELISTED
Chart Industries
GTLS
| $8.81M | ﹤0.01% |
74,781
+36,701
| +96% | +$3.54M |
|
|
JMIA
1947
Jumia Technologies
JMIA
$950M
| $8.8M | ﹤0.01% |
218,053
+67,700
| +45% | +$1.65M |
|
1948
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.25B
| $8.8M | ﹤0.01% |
324,604
+17,591
| +6% | +$473K |
|
1949
CALL
Dell
DELL
$374B
| $8.79M | ﹤0.01% |
236,760
| – | – |
|
|
RA
1950
Brookfield Real Assets Income Fund
RA
$665M
| $8.79M | ﹤0.01% |
493,122
-68,838
| -12% | -$1.18M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.