UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
e.l.f. Beauty
ELF
$5.51B
| $9.29M | ﹤0.01% |
368,722
-2,819
| -0.8% | -$60.6K |
|
1902
Ferrari
RACE
$72.7B
| $9.28M | ﹤0.01% |
40,417
-3,526
| -8% | -$719K |
|
1903
CALL
International Flavors & Fragrances
IFF
$21.7B
| $9.25M | ﹤0.01% |
+85,000
| New | +$9.54M |
|
1904
Bankunited
BKU
$3.19B
| $9.24M | ﹤0.01% |
265,722
+14,591
| +6% | +$416K |
|
1905
iShares Mortgage Real Estate ETF
REM
$490M
| $9.24M | ﹤0.01% |
290,017
+71,266
| +33% | +$2.06M |
|
1906
Norwegian Cruise Line
NCLH
$6.61B
| $9.22M | ﹤0.01% |
362,623
+265,092
| +272% | +$5.53M |
|
1907
PUT
Encore Capital Group
ECPG
$2.12B
| $9.21M | ﹤0.01% |
236,500
-33,500
| -12% | -$1.22M |
|
1908
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
| $9.21M | ﹤0.01% |
176,433
-7,835
| -4% | -$394K |
|
1909
PUT
The Mosaic Company
MOS
$8.07B
| $9.2M | ﹤0.01% |
400,000
+100,000
| +33% | +$2.01M |
|
1910
Lumentum
LITE
$80.2B
| $9.2M | ﹤0.01% |
97,063
-10,664
| -10% | -$920K |
|
1911
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.4B
| $9.2M | ﹤0.01% |
122,348
+2,903
| +2% | +$202K |
|
1912
Fox Class A
FOXA
$27.3B
| $9.18M | ﹤0.01% |
315,269
+156,823
| +99% | +$4.38M |
|
1913
Cohen & Steers REIT and Preferred and Income Fund
RNP
$938M
| $9.18M | ﹤0.01% |
402,125
-43,021
| -10% | -$918K |
|
1914
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
| $9.17M | ﹤0.01% |
227,043
-1,948,272
| -90% | -$72.2M |
|
1915
PUT
Colgate-Palmolive
CL
$69.9B
| $9.17M | ﹤0.01% |
107,200
-110,600
| -51% | -$9.15M |
|
1916
Canadian Natural Resources
CNQ
$104B
| $9.17M | ﹤0.01% |
778,412
+120,286
| +18% | +$1.21M |
|
1917
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$249M
| $9.16M | ﹤0.01% |
183,331
-739
| -0.4% | -$32.8K |
|
1918
Innovative Industrial Properties
IIPR
$1.56B
| $9.15M | ﹤0.01% |
49,988
-1,756
| -3% | -$263K |
|
|
CHL
1919
DELISTED
China Mobile Limited
CHL
| $9.13M | ﹤0.01% |
319,849
-112,031
| -26% | -$3.46M |
|
1920
PUT
Phillips 66
PSX
$109B
| $9.13M | ﹤0.01% |
130,500
+50,500
| +63% | +$2.96M |
|
1921
BlackRock MuniYield Quality Fund
MQY
$754M
| $9.08M | ﹤0.01% |
550,091
-7,388
| -1% | -$121K |
|
1922
Host Hotels & Resorts
HST
$15B
| $9.05M | ﹤0.01% |
618,773
-333,131
| -35% | -$4.31M |
|
1923
Cohen & Steers Select Preferred & Income Fund
PSF
$226M
| $9.03M | ﹤0.01% |
321,428
-7,580
| -2% | -$201K |
|
|
AVLR
1924
DELISTED
Avalara, Inc.
AVLR
| $9.03M | ﹤0.01% |
54,767
+3,101
| +6% | +$496K |
|
1925
Perrigo
PRGO
$1.87B
| $9.02M | ﹤0.01% |
201,627
+111,980
| +125% | +$5.19M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.