UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1851
Compass Diversified
CODI
$846M
| $12M | ﹤0.01% |
637,711
-105,688
| -14% | -$2.22M |
|
1852
PUT
Intercontinental Exchange
ICE
$86.6B
| $11.9M | ﹤0.01% |
108,500
+51,000
| +89% | +$5.84M |
|
1853
CALL
Newmont
NEM
$128B
| $11.9M | ﹤0.01% |
322,600
+150,100
| +87% | +$6.1M |
|
1854
C.H. Robinson
CHRW
$17.2B
| $11.9M | ﹤0.01% |
138,295
-112,566
| -45% | -$10.5M |
|
1855
iShares Cybersecurity and Tech ETF
IHAK
$1.12B
| $11.9M | ﹤0.01% |
309,286
-926
| -0.3% | -$35.6K |
|
|
PPLT
1856
abrdn Physical Platinum Shares ETF
PPLT
$2.17B
| $11.9M | ﹤0.01% |
1,423,630
-244,260
| -15% | -$2.1M |
|
1857
Royce Value Trust
RVT
$2.15B
| $11.9M | ﹤0.01% |
923,696
+108,967
| +13% | +$1.49M |
|
1858
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.4B
| $11.9M | ﹤0.01% |
802,110
+123,201
| +18% | +$1.9M |
|
1859
Schwab International Small-Cap Equity ETF
SCHC
$5.85B
| $11.8M | ﹤0.01% |
367,408
-3,684
| -1% | -$125K |
|
1860
CALL
United Parcel Service
UPS
$79.9B
| $11.8M | ﹤0.01% |
76,000
-20,830
| -22% | -$3.6M |
|
1861
CALL
Coinbase
COIN
$51.5B
| $11.8M | ﹤0.01% |
157,540
-26,300
| -14% | -$2.22M |
|
1862
State Street SPDR S&P Semiconductor ETF
XSD
$3.3B
| $11.8M | ﹤0.01% |
60,330
-657
| -1% | -$139K |
|
1863
PUT
D.R. Horton
DHI
$39.6B
| $11.8M | ﹤0.01% |
110,000
+40,000
| +57% | +$4.79M |
|
1864
Charter Communications
CHTR
$12.9B
| $11.8M | ﹤0.01% |
26,798
-7,204
| -21% | -$3M |
|
1865
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.43B
| $11.8M | ﹤0.01% |
157,491
+96,029
| +156% | +$7.44M |
|
1866
Northern Trust International Quality Dividend ETF
IQDF
$1.16B
| $11.8M | ﹤0.01% |
552,071
-214,045
| -28% | -$4.72M |
|
1867
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.32B
| $11.7M | ﹤0.01% |
372,880
+13,743
| +4% | +$449K |
|
|
DSL
1868
DoubleLine Income Solutions Fund
DSL
$1.15B
| $11.7M | ﹤0.01% |
1,001,125
+53,227
| +6% | +$637K |
|
1869
Encompass Health
EHC
$12.2B
| $11.7M | ﹤0.01% |
174,458
+11,945
| +7% | +$822K |
|
1870
Westlake Chemical Partners
WLKP
$761M
| $11.7M | ﹤0.01% |
537,225
+45,515
| +9% | +$1.02M |
|
1871
Exelixis
EXEL
$14.4B
| $11.7M | ﹤0.01% |
534,583
+163,214
| +44% | +$3.41M |
|
1872
Lucid Motors
LCID
$1.6B
| $11.7M | ﹤0.01% |
208,698
+64,220
| +44% | +$4.16M |
|
|
JOYY
1873
JOYY Inc
JOYY
$3.91B
| $11.7M | ﹤0.01% |
306,058
-25,872
| -8% | -$897K |
|
1874
Sony
SONY
$138B
| $11.7M | ﹤0.01% |
706,915
-32,740
| -4% | -$571K |
|
1875
Okta
OKTA
$34.1B
| $11.6M | ﹤0.01% |
142,350
-76,310
| -35% | -$5.79M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.