UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1851
PUT
RH
RH
$2.35B
| $11.2M | ﹤0.01% |
+52,600
| New | +$10.3M |
|
1852
Sarepta Therapeutics
SRPT
$1.97B
| $11.2M | ﹤0.01% |
86,979
-108,252
| -55% | -$10.9M |
|
1853
Establishment Labs
ESTA
$1.97B
| $11.2M | ﹤0.01% |
405,618
+230,940
| +132% | +$5.12M |
|
1854
RingCentral
RNG
$6.36B
| $11.2M | ﹤0.01% |
66,429
+36,089
| +119% | +$5.95M |
|
1855
CALL
Western Digital
WDC
$165B
| $11.2M | ﹤0.01% |
233,510
+46,835
| +25% | +$1.95M |
|
1856
PUT
Altria Group
MO
$115B
| $11.2M | ﹤0.01% |
223,600
+42,700
| +24% | +$2.01M |
|
1857
PUT
Twilio
TWLO
$42.4B
| $11.2M | ﹤0.01% |
113,500
+52,000
| +85% | +$5.31M |
|
|
HUD
1858
DELISTED
Hudson Ltd. Class A Common Shares
HUD
| $11.1M | ﹤0.01% |
726,167
-111,223
| -13% | -$1.45M |
|
|
COUP
1859
DELISTED
Coupa Software Incorporated
COUP
| $11.1M | ﹤0.01% |
76,118
+40,985
| +117% | +$5.85M |
|
1860
Uber
UBER
$142B
| $11.1M | ﹤0.01% |
373,396
+51,233
| +16% | +$1.52M |
|
1861
iShares MSCI Singapore ETF
EWS
$1.36B
| $11.1M | ﹤0.01% |
459,904
-305,392
| -40% | -$7.34M |
|
1862
PUT
Union Pacific
UNP
$163B
| $11.1M | ﹤0.01% |
61,400
| – | – |
|
1863
WPP
WPP
$5.61B
| $11.1M | ﹤0.01% |
157,745
+3,352
| +2% | +$212K |
|
1864
Global X MLP & Energy Infrastructure ETF
MLPX
$3.46B
| $11.1M | ﹤0.01% |
300,602
+149,255
| +99% | +$5.24M |
|
1865
Henry Schein
HSIC
$9.63B
| $11.1M | ﹤0.01% |
165,956
+110,710
| +200% | +$7.32M |
|
1866
New Mountain Finance
NMFC
$659M
| $11.1M | ﹤0.01% |
805,394
+140,074
| +21% | +$1.9M |
|
1867
PUT
BHP
BHP
$216B
| $11.1M | ﹤0.01% |
226,666
| – | – |
|
|
TGE
1868
CALL
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
| $11.1M | ﹤0.01% |
500,000
| – | – |
|
1869
Pinterest
PINS
$10.7B
| $11M | ﹤0.01% |
592,451
+433,233
| +272% | +$9.35M |
|
|
HRC
1870
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $11M | ﹤0.01% |
97,244
+54,048
| +125% | +$5.69M |
|
1871
PUT
Seagate
STX
$208B
| $11M | ﹤0.01% |
185,500
| – | – |
|
|
TYG
1872
Tortoise Energy Infrastructure Corp
TYG
$1.02B
| $11M | ﹤0.01% |
153,891
+12,725
| +9% | +$933K |
|
|
FLG
1873
Flagstar Bank National Association
FLG
$5.13B
| $11M | ﹤0.01% |
306,054
+155,353
| +103% | +$5.74M |
|
1874
Cencora
COR
$58.6B
| $11M | ﹤0.01% |
129,657
-88,356
| -41% | -$7.57M |
|
1875
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$41.5B
| $11M | ﹤0.01% |
100,000
| – | – |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.