UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CTR
1826
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
| $5.56M | ﹤0.01% |
80,919
+3,603
| +5% | +$294K |
|
1827
Five Below
FIVE
$11.8B
| $5.54M | ﹤0.01% |
165,119
+56,718
| +52% | +$2.06M |
|
|
NDP
1828
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
| $5.54M | ﹤0.01% |
55,487
+19,816
| +56% | +$2.43M |
|
1829
PUT
Melco Resorts & Entertainment
MLCO
$2.16B
| $5.54M | ﹤0.01% |
402,800
-75,000
| -16% | -$1.44M |
|
1830
Factset
FDS
$9.54B
| $5.53M | ﹤0.01% |
34,610
-6,407
| -16% | -$1.05M |
|
|
BWLD
1831
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $5.53M | ﹤0.01% |
28,574
+12,310
| +76% | +$2.31M |
|
|
NBL
1832
DELISTED
Noble Energy, Inc.
NBL
| $5.51M | ﹤0.01% |
182,670
+66,423
| +57% | +$2.29M |
|
1833
Middleby
MIDD
$6.07B
| $5.51M | ﹤0.01% |
52,401
+552
| +1% | +$63.6K |
|
1834
iShares MSCI Europe Financials ETF
EUFN
$4.24B
| $5.51M | ﹤0.01% |
268,448
-2,482
| -0.9% | -$55.6K |
|
|
PBFX
1835
DELISTED
PBF LOGISTICS LP
PBFX
| $5.49M | ﹤0.01% |
318,465
-147,095
| -32% | -$3.08M |
|
|
TDAY
1836
USA Today Co
TDAY
$1.31B
| $5.49M | ﹤0.01% |
354,794
-417,652
| -54% | -$6.7M |
|
1837
SEI Investments
SEIC
$12.3B
| $5.48M | ﹤0.01% |
113,601
-46,651
| -29% | -$2.37M |
|
1838
United Therapeutics
UTHR
$25.7B
| $5.47M | ﹤0.01% |
41,692
-22,087
| -35% | -$3.54M |
|
1839
Commerce Bancshares
CBSH
$8.59B
| $5.47M | ﹤0.01% |
205,331
+3,552
| +2% | +$95.3K |
|
1840
Cboe Global Markets
CBOE
$31.1B
| $5.46M | ﹤0.01% |
81,439
-2,914
| -3% | -$184K |
|
|
EV
1841
DELISTED
Eaton Vance Corp.
EV
| $5.46M | ﹤0.01% |
163,412
-7,841
| -5% | -$288K |
|
1842
PUT
Humana
HUM
$44.4B
| $5.46M | ﹤0.01% |
30,500
-84,700
| -74% | -$15.7M |
|
|
SYT
1843
DELISTED
Syngenta Ag
SYT
| $5.46M | ﹤0.01% |
85,543
+152
| +0.2% | +$11.6K |
|
|
SWNC
1844
DELISTED
Southwestern Energy Company
SWNC
| $5.44M | ﹤0.01% |
175,050
+50
| +0% | +$2.02K |
|
|
PPLT
1845
abrdn Physical Platinum Shares ETF
PPLT
$1.87B
| $5.44M | ﹤0.01% |
618,840
-5,090
| -0.8% | -$48.7K |
|
1846
PUT
Royal Bank of Canada
RY
$291B
| $5.44M | ﹤0.01% |
98,400
| – | – |
|
1847
CALL
3D Systems Corp
DDD
$452M
| $5.43M | ﹤0.01% |
470,300
+1,300
| +0.3% | +$18K |
|
|
NAVB
1848
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
| $5.43M | ﹤0.01% |
118,984
+23,133
| +24% | +$872K |
|
1849
Encore Capital Group
ECPG
$2.09B
| $5.42M | ﹤0.01% |
146,525
+76,110
| +108% | +$3.11M |
|
1850
Ingredion
INGR
$6.33B
| $5.42M | ﹤0.01% |
62,032
-42,075
| -40% | -$3.61M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.