UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Gentherm
THRM
$1.16B
| $10.5M | ﹤0.01% |
161,639
+9,007
| +6% | +$486K |
|
1802
Mohawk Industries
MHK
$8.7B
| $10.5M | ﹤0.01% |
74,770
-248,705
| -77% | -$30M |
|
1803
PUT
Bath & Body Works
BBWI
$3.47B
| $10.5M | ﹤0.01% |
350,195
+41,935
| +14% | +$1.22M |
|
1804
PUT
Wheaton Precious Metals
WPM
$69.1B
| $10.5M | ﹤0.01% |
252,100
+225,200
| +837% | +$10.1M |
|
|
COUP
1805
DELISTED
Coupa Software Incorporated
COUP
| $10.5M | ﹤0.01% |
31,043
-6,256
| -17% | -$1.93M |
|
1806
CALL
Norfolk Southern
NSC
$71.6B
| $10.5M | ﹤0.01% |
44,100
-98,500
| -69% | -$22.4M |
|
1807
Northern Trust iBoxx 3-Year Target Duration TIPS ETF
TDTT
$2.51B
| $10.5M | ﹤0.01% |
400,649
+167,958
| +72% | +$4.34M |
|
1808
iShares Agency Bond ETF
AGZ
$634M
| $10.4M | ﹤0.01% |
87,362
-17,455
| -17% | -$2.1M |
|
1809
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
| $10.4M | ﹤0.01% |
256,189
-108,375
| -30% | -$4.04M |
|
|
LEG
1810
DELISTED
Leggett & Platt
LEG
| $10.4M | ﹤0.01% |
235,402
-204,744
| -47% | -$8.78M |
|
1811
WEX
WEX
$6.65B
| $10.4M | ﹤0.01% |
51,240
+31,772
| +163% | +$5.34M |
|
1812
Innoviva
INVA
$1.52B
| $10.4M | ﹤0.01% |
841,554
+667,417
| +383% | +$7.2M |
|
|
DIAX
1813
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $10.4M | ﹤0.01% |
685,375
-18,186
| -3% | -$260K |
|
1814
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
| $10.3M | ﹤0.01% |
297,369
+12,988
| +5% | +$433K |
|
1815
Monolithic Power Systems
MPWR
$57.5B
| $10.3M | ﹤0.01% |
28,200
-73,283
| -72% | -$23.5M |
|
1816
CALL
United Parcel Service
UPS
$85.2B
| $10.3M | ﹤0.01% |
61,300
-219,700
| -78% | -$37.1M |
|
1817
Invesco International Dividend Achievers ETF
PID
$886M
| $10.3M | ﹤0.01% |
672,292
-4,346
| -0.6% | -$61.7K |
|
|
NID
1818
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $10.3M | ﹤0.01% |
743,171
-24,184
| -3% | -$328K |
|
1819
PUT
Carnival Corporation Ltd
CCL
$30.4B
| $10.3M | ﹤0.01% |
475,000
-144,317
| -23% | -$2.57M |
|
1820
Iridium Communications
IRDM
$5.03B
| $10.3M | ﹤0.01% |
261,358
+61,695
| +31% | +$1.94M |
|
1821
Equitable Holdings
EQH
$14.7B
| $10.3M | ﹤0.01% |
401,527
-20,432
| -5% | -$478K |
|
1822
PUT
EPR Properties
EPR
$4.38B
| $10.3M | ﹤0.01% |
+316,100
| New | +$9.3M |
|
|
KC
1823
Kingsoft Cloud Holdings
KC
$2.81B
| $10.3M | ﹤0.01% |
235,580
+37,961
| +19% | +$1.41M |
|
1824
PUT
Tapestry
TPR
$23.1B
| $10.2M | ﹤0.01% |
329,100
+75,000
| +30% | +$1.9M |
|
1825
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.78B
| $10.2M | ﹤0.01% |
669,404
-14,738,739
| -96% | -$210M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.