UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
iShares New York Muni Bond ETF
NYF
$1.38B
| $6.29M | ﹤0.01% |
113,442
+60,860
| +116% | +$3.35M |
|
1727
PUT
Suncor Energy
SU
$79.4B
| $6.26M | ﹤0.01% |
234,400
-800
| -0.3% | -$21.5K |
|
1728
PUT
Cummins
CMI
$87.5B
| $6.25M | ﹤0.01% |
57,600
-600
| -1% | -$74.1K |
|
1729
WisdomTree
WT
$2.96B
| $6.25M | ﹤0.01% |
387,591
-8,501
| -2% | -$179K |
|
1730
Precigen
PGEN
$2.24B
| $6.25M | ﹤0.01% |
198,313
+85,110
| +75% | +$4.15M |
|
|
HPI
1731
John Hancock Preferred Income Fund
HPI
$430M
| $6.24M | ﹤0.01% |
323,028
+75,402
| +30% | +$1.47M |
|
|
KITE
1732
DELISTED
Kite Pharma, Inc.
KITE
| $6.24M | ﹤0.01% |
111,998
+40,102
| +56% | +$2.52M |
|
1733
WEX
WEX
$6.37B
| $6.23M | ﹤0.01% |
71,755
+7,058
| +11% | +$703K |
|
1734
CALL
TSMC
TSM
$2.1T
| $6.22M | ﹤0.01% |
+300,000
| New | +$6.3M |
|
1735
Flex
FLEX
$41.7B
| $6.22M | ﹤0.01% |
782,987
+269,657
| +53% | +$2.19M |
|
|
VGR
1736
DELISTED
Vector Group Ltd.
VGR
| $6.22M | ﹤0.01% |
471,241
+96,575
| +26% | +$1.3M |
|
1737
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$317M
| $6.2M | ﹤0.01% |
142,876
+125,382
| +717% | +$5.74M |
|
|
ESV
1738
CALL
DELISTED
Ensco Rowan plc
ESV
| $6.18M | ﹤0.01% |
109,750
-3,325
| -3% | -$229K |
|
|
WBMD
1739
DELISTED
WebMD Health Corp.
WBMD
| $6.17M | ﹤0.01% |
154,991
-14,183
| -8% | -$600K |
|
1740
BorgWarner
BWA
$13.1B
| $6.17M | ﹤0.01% |
168,638
-111,790
| -40% | -$4.65M |
|
1741
PUT
NVIDIA
NVDA
$4.86T
| $6.17M | ﹤0.01% |
10,008,000
-4,000
| -0% | -$2.16K |
|
1742
Mativ Holdings
MATV
$481M
| $6.16M | ﹤0.01% |
179,236
+83,172
| +87% | +$3.04M |
|
1743
Restaurant Brands International
QSR
$25.7B
| $6.15M | ﹤0.01% |
171,296
-30,726
| -15% | -$1.22M |
|
|
AMID
1744
DELISTED
American Midstream Partners, LP
AMID
| $6.14M | ﹤0.01% |
554,379
-284,637
| -34% | -$3.61M |
|
|
JTD
1745
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $6.13M | ﹤0.01% |
454,052
+886
| +0.2% | +$13.3K |
|
|
SIVB
1746
DELISTED
SVB Financial Group
SIVB
| $6.13M | ﹤0.01% |
53,048
-27,981
| -35% | -$3.75M |
|
|
HPS
1747
John Hancock Preferred Income Fund III
HPS
$457M
| $6.11M | ﹤0.01% |
367,000
+6,211
| +2% | +$105K |
|
1748
Global Payments
GPN
$23B
| $6.11M | ﹤0.01% |
106,460
+75,808
| +247% | +$4.21M |
|
1749
Expeditors International
EXPD
$22B
| $6.1M | ﹤0.01% |
129,735
+8,493
| +7% | +$401K |
|
1750
RH
RH
$3.13B
| $6.1M | ﹤0.01% |
65,390
+15,156
| +30% | +$1.49M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.