UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 53.55% |
| 2 | Financials | 6.71% |
| 3 | Healthcare | 6.58% |
| 4 | Technology | 6.16% |
| 5 | Industrials | 5.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares S&P 500 Value ETF
IVE
$49.8B
| $270M | 0.16% |
2,847,051
+181,728
| +7% | +$17.3M |
|
152
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.4B
| $269M | 0.16% |
3,345,102
+470,143
| +16% | +$37.9M |
|
153
Philip Morris
PM
$304B
| $264M | 0.16% |
2,717,151
-899
| -0% | -$90.1K |
|
154
Walmart Inc
WMT
$865B
| $259M | 0.15% |
10,772,724
-284,745
| -3% | -$6.91M |
|
155
KLA
KLAC
$221B
| $257M | 0.15% |
36,832,750
+199,670
| +0.5% | +$1.44M |
|
156
Qualcomm
QCOM
$192B
| $255M | 0.15% |
3,719,595
+241,869
| +7% | +$14.7M |
|
157
Ameriprise Financial
AMP
$49.3B
| $254M | 0.15% |
2,549,930
+206,849
| +9% | +$20M |
|
158
iShares Core MSCI EAFE ETF
IEFA
$194B
| $254M | 0.15% |
4,605,265
+599,206
| +15% | +$32.3M |
|
159
Vanguard Short-Term Bond ETF
BSV
$46.2B
| $253M | 0.15% |
3,126,655
-100,787
| -3% | -$8.15M |
|
|
WPZ
160
DELISTED
Williams Partners L.P.
WPZ
| $252M | 0.15% |
6,776,370
-1,789,386
| -21% | -$65.9M |
|
|
RHT
161
DELISTED
Red Hat Inc
RHT
| $251M | 0.15% |
3,099,703
+208,928
| +7% | +$15.5M |
|
162
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.76B
| $249M | 0.15% |
9,282,290
-3,634,656
| -28% | -$96.1M |
|
163
AerCap
AER
$22.2B
| $249M | 0.15% |
6,465,407
+1,545,101
| +31% | +$58.3M |
|
164
PUT
MGM Resorts International
MGM
$10B
| $241M | 0.14% |
9,250,000
+500,000
| +6% | +$12.1M |
|
165
MetLife
MET
$61.7B
| $240M | 0.14% |
6,070,492
+1,157,328
| +24% | +$43.5M |
|
166
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.1B
| $239M | 0.14% |
2,735,591
-527,709
| -16% | -$45.4M |
|
167
iShares US Treasury Bond ETF
GOVT
$41.4B
| $237M | 0.14% |
9,092,248
+2,549,206
| +39% | +$66.6M |
|
168
DuPont de Nemours
DD
$17.1B
| $234M | 0.14% |
1,782,283
+94,147
| +6% | +$12.6M |
|
169
UnitedHealth
UNH
$344B
| $234M | 0.14% |
1,667,951
+43,449
| +3% | +$6.09M |
|
170
CALL
iShares Russell 2000 ETF
IWM
$77.6B
| $233M | 0.14% |
1,872,500
+514,200
| +38% | +$62.5M |
|
171
PUT
Alibaba
BABA
$272B
| $232M | 0.14% |
2,189,500
-414,400
| -16% | -$38.4M |
|
172
Alerian MLP ETF
AMLP
$13.5B
| $231M | 0.14% |
3,637,543
+124,380
| +4% | +$7.87M |
|
173
Invesco Senior Loan ETF
BKLN
$6.77B
| $227M | 0.14% |
9,781,203
+445,280
| +5% | +$10.3M |
|
174
State Street SPDR S&P Dividend ETF
SDY
$21.4B
| $227M | 0.14% |
2,689,814
-12,535
| -0.5% | -$1.07M |
|
175
PUT
Nike
NKE
$55B
| $225M | 0.13% |
4,274,300
+2,103,600
| +97% | +$119M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,373 increased, 3,211 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 53% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.