UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Lear
LEA
$6.05B
| $13.4M | ﹤0.01% |
84,041
-3,336
| -4% | -$469K |
|
1627
CALL
General Motors
GM
$76B
| $13.3M | ﹤0.01% |
320,600
-176,716
| -36% | -$6.87M |
|
1628
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.43B
| $13.3M | ﹤0.01% |
260,995
-91,135
| -26% | -$4.65M |
|
1629
PUT
Tencent Music
TME
$12.7B
| $13.3M | ﹤0.01% |
691,000
+391,000
| +130% | +$6.35M |
|
1630
PUT
Wingstop
WING
$2.83B
| $13.3M | ﹤0.01% |
+100,000
| New | +$13.1M |
|
1631
Kohl's
KSS
$1.89B
| $13.2M | ﹤0.01% |
325,133
+33,827
| +12% | +$984K |
|
|
VMW
1632
PUT
DELISTED
VMware, Inc
VMW
| $13.2M | ﹤0.01% |
94,200
+56,700
| +151% | +$8.12M |
|
1633
Fortis
FTS
$27.8B
| $13.2M | ﹤0.01% |
323,657
+114,551
| +55% | +$4.7M |
|
1634
Invesco Municipal Opportunity Trust
VMO
$625M
| $13.2M | ﹤0.01% |
1,030,206
+149,827
| +17% | +$1.87M |
|
1635
CALL
State Street SPDR S&P Biotech ETF
XBI
$10.7B
| $13.2M | ﹤0.01% |
+93,800
| New | +$12M |
|
1636
PUT
Deutsche Bank
DB
$73.4B
| $13.2M | ﹤0.01% |
1,211,400
-10,807,326
| -90% | -$111M |
|
|
AIO
1637
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$847M
| $13.2M | ﹤0.01% |
500,151
+216,118
| +76% | +$5.13M |
|
1638
Carter's
CRI
$1.09B
| $13.2M | ﹤0.01% |
140,035
+121,454
| +654% | +$10.7M |
|
|
SHLX
1639
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $13.2M | ﹤0.01% |
1,304,777
-467,409
| -26% | -$4.56M |
|
1640
PUT
S&P Global
SPGI
$119B
| $13.1M | ﹤0.01% |
+40,000
| New | +$13.5M |
|
1641
Ingredion
INGR
$6.24B
| $13.1M | ﹤0.01% |
166,707
+48,206
| +41% | +$3.72M |
|
1642
Vanguard International High Dividend Yield ETF
VYMI
$21.9B
| $13.1M | ﹤0.01% |
214,952
-445,188
| -67% | -$25.2M |
|
1643
PUT
International Flavors & Fragrances
IFF
$21.7B
| $13.1M | ﹤0.01% |
120,000
+90,000
| +300% | +$10.1M |
|
1644
Cleveland-Cliffs
CLF
$7.28B
| $13.1M | ﹤0.01% |
896,685
-496,057
| -36% | -$5.02M |
|
1645
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.1B
| $13.1M | ﹤0.01% |
155,636
+40,448
| +35% | +$3.06M |
|
1646
Ralph Lauren
RL
$19.8B
| $13M | ﹤0.01% |
125,778
-18,234
| -13% | -$1.53M |
|
1647
PUT
Hewlett Packard
HPE
$81B
| $13M | ﹤0.01% |
1,100,000
+200,000
| +22% | +$2.1M |
|
1648
TC Energy
TRP
$64.2B
| $13M | ﹤0.01% |
319,697
-8,973
| -3% | -$382K |
|
1649
WIX.com
WIX
$3.34B
| $13M | ﹤0.01% |
51,920
+21,304
| +70% | +$5.61M |
|
1650
First Trust Emerging Markets AlphaDEX Fund
FEM
$818M
| $13M | ﹤0.01% |
513,187
-65,227
| -11% | -$1.51M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.