UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Invesco Large Cap Growth ETF
PWB
$2.66B
| $14.4M | 0.01% |
280,321
+3,926
| +1% | +$193K |
|
1627
PUT
Teva Pharmaceutical Industries Limited
TEVA
$45.7B
| $14.4M | 0.01% |
1,470,000
+675,000
| +85% | +$6.03M |
|
1628
Vistra
VST
$46.5B
| $14.4M | 0.01% |
624,670
+299,381
| +92% | +$7.73M |
|
1629
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.3B
| $14.3M | 0.01% |
462,832
+23,904
| +5% | +$744K |
|
1630
PUT
Linde
LIN
$217B
| $14.3M | 0.01% |
67,200
+37,000
| +123% | +$7.46M |
|
|
CPE
1631
DELISTED
Callon Petroleum Company
CPE
| $14.3M | 0.01% |
296,221
+283,584
| +2,244% | +$11.7M |
|
1632
PUT
KLA
KLAC
$245B
| $14.3M | 0.01% |
800,000
| – | – |
|
1633
Dolby
DLB
$5.49B
| $14.2M | 0.01% |
207,067
+18,463
| +10% | +$1.22M |
|
|
WBT
1634
DELISTED
Welbilt, Inc.
WBT
| $14.1M | ﹤0.01% |
906,096
-101,722
| -10% | -$1.74M |
|
1635
Unum
UNM
$14.6B
| $14.1M | ﹤0.01% |
485,029
+53,587
| +12% | +$1.56M |
|
1636
HEICO Corp
HEI
$43.1B
| $14.1M | ﹤0.01% |
123,825
-45,006
| -27% | -$5.54M |
|
1637
iShares Global Energy ETF
IXC
$2.9B
| $14.1M | ﹤0.01% |
457,776
-10,489
| -2% | -$322K |
|
1638
Pool Corp
POOL
$5.99B
| $14.1M | ﹤0.01% |
66,374
+28,322
| +74% | +$5.85M |
|
1639
BlackRock Debt Strategies Fund
DSU
$579M
| $14.1M | ﹤0.01% |
1,257,358
+10,746
| +0.9% | +$117K |
|
1640
Martin Marietta Materials
MLM
$34.4B
| $14.1M | ﹤0.01% |
50,318
-2,174
| -4% | -$580K |
|
|
NXDT
1641
NexPoint Diversified Real Estate Trust
NXDT
$277M
| $14.1M | ﹤0.01% |
794,430
-99,650
| -11% | -$1.71M |
|
1642
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$248M
| $14.1M | ﹤0.01% |
310,179
-148,177
| -32% | -$6.46M |
|
1643
Roku
ROKU
$22.7B
| $14.1M | ﹤0.01% |
104,995
-50,637
| -33% | -$6.96M |
|
1644
Ericsson
ERIC
$31.1B
| $14M | ﹤0.01% |
1,597,757
-94,236
| -6% | -$834K |
|
1645
PUT
Royal Caribbean
RCL
$64.9B
| $14M | ﹤0.01% |
105,000
+80,000
| +320% | +$9.32M |
|
|
XOG
1646
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
| $14M | ﹤0.01% |
6,605,474
+6,600,402
| +130,134% | +$13.5M |
|
1647
Prospect Capital
PSEC
$1.17B
| $14M | ﹤0.01% |
2,173,961
-460,164
| -17% | -$3M |
|
1648
Old Dominion Freight Line
ODFL
$35.9B
| $14M | ﹤0.01% |
221,082
+42,678
| +24% | +$2.62M |
|
1649
PUT
Abbott
ABT
$175B
| $14M | ﹤0.01% |
161,000
+107,800
| +203% | +$9.03M |
|
1650
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
| $14M | ﹤0.01% |
97,367
-14,659
| -13% | -$2.15M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.