UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IPG
1526
DELISTED
Interpublic Group of Companies
IPG
| $16.2M | 0.01% |
699,867
+117,464
| +20% | +$2.58M |
|
1527
Vail Resorts
MTN
$4.85B
| $16.2M | 0.01% |
67,412
+2,020
| +3% | +$478K |
|
1528
Fidelity Total Bond ETF
FBND
$27.9B
| $16.1M | 0.01% |
311,702
+19,499
| +7% | +$1.01M |
|
1529
CALL
Abbott
ABT
$175B
| $16.1M | 0.01% |
185,400
+45,400
| +32% | +$3.8M |
|
|
CXO
1530
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
| $16.1M | 0.01% |
183,900
+52,200
| +40% | +$3.77M |
|
|
MOMO
1531
Hello Group
MOMO
$717M
| $16.1M | 0.01% |
480,410
-529,380
| -52% | -$18.8M |
|
1532
PUT
Hilton Worldwide
HLT
$70.7B
| $16.1M | 0.01% |
+145,000
| New | +$14.5M |
|
1533
Invesco Financial Preferred ETF
PGF
$627M
| $16M | 0.01% |
850,444
-3,197
| -0.4% | -$60K |
|
1534
Okta
OKTA
$34.1B
| $16M | 0.01% |
139,024
+28,690
| +26% | +$3.3M |
|
1535
Teladoc Health
TDOC
$1.11B
| $16M | 0.01% |
191,185
-86,634
| -31% | -$6.59M |
|
|
SPYM
1536
State Street SPDR Portfolio S&P 500 ETF
SPYM
$174B
| $16M | 0.01% |
422,340
+36,831
| +10% | +$1.33M |
|
1537
Wabtec
WAB
$48.6B
| $16M | 0.01% |
205,263
+44,145
| +27% | +$3.27M |
|
|
BMY.RT
1538
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
| $16M | 0.01% |
+5,302,748
| New | +$13.8M |
|
1539
PUT
Kohl's
KSS
$2.03B
| $15.9M | 0.01% |
312,600
-46,100
| -13% | -$2.34M |
|
1540
Amplify Mobile Payments ETF
IPAY
$161M
| $15.9M | 0.01% |
320,916
+57,816
| +22% | +$2.75M |
|
1541
CALL
Intuitive Surgical
ISRG
$143B
| $15.9M | 0.01% |
+80,700
| New | +$15.1M |
|
1542
Huntsman Corp
HUN
$1.56B
| $15.9M | 0.01% |
656,347
+343,816
| +110% | +$7.96M |
|
1543
iShares Global Infrastructure ETF
IGF
$10.2B
| $15.8M | 0.01% |
330,641
-2,501
| -0.8% | -$117K |
|
1544
Hercules Capital
HTGC
$3.18B
| $15.8M | 0.01% |
1,128,723
-92,519
| -8% | -$1.29M |
|
|
JBGS
1545
JBG SMITH
JBGS
$617M
| $15.8M | 0.01% |
396,045
+273,739
| +224% | +$10.8M |
|
1546
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.28B
| $15.8M | 0.01% |
242,966
-4,090
| -2% | -$254K |
|
1547
PUT
Newmont
NEM
$128B
| $15.8M | 0.01% |
363,000
+177,200
| +95% | +$6.93M |
|
1548
AGCO
AGCO
$8.27B
| $15.8M | 0.01% |
204,054
+36,906
| +22% | +$2.83M |
|
|
KREF
1549
KKR Real Estate Finance Trust
KREF
$372M
| $15.7M | 0.01% |
771,231
+35,899
| +5% | +$717K |
|
1550
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.06B
| $15.7M | 0.01% |
206,688
+10,090
| +5% | +$742K |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.