UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RTN
1526
CALL
DELISTED
Raytheon Company
RTN
| $8.39M | 0.01% |
76,800
-1,700
| -2% | -$178K |
|
1527
CALL
UnitedHealth
UNH
$376B
| $8.36M | 0.01% |
72,100
-300
| -0.4% | -$35.9K |
|
1528
Nuveen Credit Strategies Income Fund
JQC
$704M
| $8.36M | 0.01% |
1,047,687
-26,257
| -2% | -$221K |
|
|
HOT
1529
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
| $8.34M | 0.01% |
125,483
-633,337
| -83% | -$48.2M |
|
|
SPLK
1530
DELISTED
Splunk Inc
SPLK
| $8.34M | 0.01% |
150,630
+11,087
| +8% | +$724K |
|
|
ERC
1531
Allspring Multi-Sector Income Fund
ERC
$256M
| $8.33M | 0.01% |
733,553
-251,920
| -26% | -$3.06M |
|
1532
CALL
BorgWarner
BWA
$13.1B
| $8.32M | 0.01% |
227,200
+220,384
| +3,233% | +$9.16M |
|
|
1533
PUT
BorgWarner
BWA
$13.1B
| $8.32M | 0.01% |
227,200
+220,384
| +3,233% | +$9.16M |
|
|
NUAN
1534
DELISTED
Nuance Communications, Inc.
NUAN
| $8.3M | 0.01% |
585,920
+79,984
| +16% | +$1.2M |
|
1535
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
| $8.3M | 0.01% |
185,365
-22,278
| -11% | -$1.06M |
|
|
CMLP
1536
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
| $8.3M | 0.01% |
1,343,274
-4,146,549
| -76% | -$36.5M |
|
|
NBIS
1537
CALL
Nebius Group N.V.
NBIS
$48.3B
| $8.3M | 0.01% |
773,300
+150,000
| +24% | +$1.96M |
|
|
BXLT
1538
DELISTED
BAXALTA INC COM STK (DE)
BXLT
| $8.29M | 0.01% |
+263,264
| New | +$9.08M |
|
1539
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$646M
| $8.29M | 0.01% |
564,757
+21,328
| +4% | +$309K |
|
|
EAD
1540
Allspring Income Opportunities Fund
EAD
$372M
| $8.26M | 0.01% |
1,091,269
-106,179
| -9% | -$846K |
|
1541
abrdn Physical Gold Shares ETF
SGOL
$6.91B
| $8.24M | 0.01% |
755,570
-94,840
| -11% | -$1.04M |
|
1542
Westlake Chemical Partners
WLKP
$763M
| $8.23M | 0.01% |
470,075
+204,371
| +77% | +$4.2M |
|
|
BCS.PRA.CL
1543
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
| $8.22M | 0.01% |
321,222
-3,021
| -0.9% | -$78.2K |
|
1544
Essential Utilities
WTRG
$11.3B
| $8.21M | 0.01% |
310,144
+9,099
| +3% | +$233K |
|
|
WFT
1545
PUT
DELISTED
Weatherford International plc
WFT
| $8.21M | 0.01% |
967,600
+452,600
| +88% | +$4.58M |
|
1546
PUT
NGL Energy Partners
NGL
$2.05B
| $8.2M | 0.01% |
410,700
-95,200
| -19% | -$2.42M |
|
|
RSX
1547
PUT
DELISTED
VanEck Russia ETF
RSX
| $8.14M | 0.01% |
518,600
+117,800
| +29% | +$1.94M |
|
1548
Watsco Inc
WSO
$12.7B
| $8.12M | 0.01% |
68,516
+11,411
| +20% | +$1.42M |
|
1549
CGI
GIB
$15.1B
| $8.12M | 0.01% |
224,112
-41,314
| -16% | -$1.55M |
|
1550
Edison International
EIX
$28.2B
| $8.1M | 0.01% |
128,402
-107,025
| -45% | -$6.36M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.