UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
Blackstone Mortgage Trust
BXMT
$2.11B
| $19.4M | 0.01% |
891,112
+7,945
| +0.9% | +$176K |
|
1502
Gray Television
GTN
$472M
| $19.4M | 0.01% |
2,799,711
-218,250
| -7% | -$1.8M |
|
1503
CALL
Abbott
ABT
$175B
| $19.4M | 0.01% |
199,900
-57,900
| -22% | -$6.08M |
|
1504
Gen Digital
GEN
$12.9B
| $19.3M | 0.01% |
1,092,959
-302,286
| -22% | -$5.9M |
|
1505
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.09B
| $19.3M | 0.01% |
172,142
+5,982
| +4% | +$716K |
|
1506
CALL
Aflac
AFL
$57B
| $19.3M | 0.01% |
251,300
+35,000
| +16% | +$2.6M |
|
1507
Avantis Emerging Markets Equity ETF
AVEM
$28.8B
| $19.3M | 0.01% |
364,904
+24,295
| +7% | +$1.32M |
|
|
MRO
1508
PUT
DELISTED
Marathon Oil Corporation
MRO
| $19.3M | 0.01% |
719,800
+239,800
| +50% | +$6.2M |
|
1509
PUT
Delta Air Lines
DAL
$55.9B
| $19.2M | 0.01% |
520,000
-127,800
| -20% | -$5.55M |
|
1510
Carlyle Group
CG
$14.3B
| $19.2M | 0.01% |
635,251
-26,357
| -4% | -$849K |
|
1511
Schwab US Broad Market ETF
SCHB
$44.8B
| $19.1M | 0.01% |
1,152,285
-29,049
| -2% | -$503K |
|
1512
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.47B
| $19.1M | 0.01% |
736,105
-252,528
| -26% | -$6.77M |
|
1513
Emcor
EME
$33.6B
| $19.1M | 0.01% |
90,824
+33,947
| +60% | +$7.1M |
|
1514
Gaming and Leisure Properties
GLPI
$11.3B
| $19.1M | 0.01% |
419,315
-224,028
| -35% | -$10.7M |
|
1515
Principal Financial Group
PFG
$24.6B
| $19.1M | 0.01% |
264,981
-95,602
| -27% | -$7.42M |
|
1516
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
| $19.1M | 0.01% |
849,836
-13,888
| -2% | -$328K |
|
1517
Invesco NASDAQ Internet ETF
PNQI
$530M
| $19.1M | 0.01% |
621,901
-12,859
| -2% | -$410K |
|
1518
Healthpeak Properties
DOC
$14B
| $19.1M | 0.01% |
1,038,915
-68,491
| -6% | -$1.41M |
|
1519
CALL
Monster Beverage
MNST
$84.5B
| $19.1M | 0.01% |
720,400
+184,600
| +34% | +$5.25M |
|
1520
PUT
Regions Financial
RF
$23.5B
| $19.1M | 0.01% |
1,108,600
-59,900
| -5% | -$1.13M |
|
1521
Restaurant Brands International
QSR
$25B
| $19.1M | 0.01% |
286,138
-1,788
| -0.6% | -$128K |
|
1522
iShares US Healthcare Providers ETF
IHF
$1.38B
| $19M | 0.01% |
386,090
+33,590
| +10% | +$1.71M |
|
1523
Jabil
JBL
$33.2B
| $19M | 0.01% |
149,655
-3,585
| -2% | -$392K |
|
1524
PUT
Entegris
ENTG
$23.2B
| $18.9M | 0.01% |
201,400
+200,400
| +20,040% | +$20.1M |
|
1525
Jazz Pharmaceuticals
JAZZ
$15.4B
| $18.9M | 0.01% |
146,103
-13,622
| -9% | -$1.82M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.