UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
iShares MSCI South Korea ETF
EWY
$27.4B
| $16.7M | 0.01% |
268,079
-16,347
| -6% | -$970K |
|
1502
PUT
Kinder Morgan
KMI
$68.5B
| $16.7M | 0.01% |
787,300
| – | – |
|
1503
PUT
NetEase
NTES
$73.9B
| $16.7M | 0.01% |
271,500
| – | – |
|
1504
Trade Desk
TTD
$5.96B
| $16.6M | 0.01% |
638,940
+399,840
| +167% | +$9M |
|
|
PBFX
1505
DELISTED
PBF LOGISTICS LP
PBFX
| $16.6M | 0.01% |
819,628
+53,406
| +7% | +$1.12M |
|
|
CVGW
1506
DELISTED
Calavo Growers
CVGW
| $16.6M | 0.01% |
183,062
+3,267
| +2% | +$292K |
|
|
X
1507
PUT
DELISTED
US Steel
X
| $16.6M | 0.01% |
1,452,800
-173,700
| -11% | -$2.16M |
|
|
1508
CALL
Truist Financial
TFC
$58.2B
| $16.6M | 0.01% |
+294,100
| New | +$15.9M |
|
|
ENLC
1509
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $16.6M | 0.01% |
2,699,852
-1,825,683
| -40% | -$11.1M |
|
1510
EPR Properties
EPR
$4.35B
| $16.5M | 0.01% |
232,917
+128,710
| +124% | +$9.49M |
|
1511
CALL
Nike
NKE
$53B
| $16.4M | 0.01% |
162,100
+87,850
| +118% | +$8.28M |
|
1512
PUT
Dow Inc
DOW
$20.2B
| $16.4M | 0.01% |
300,000
| – | – |
|
1513
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$577M
| $16.4M | 0.01% |
516,457
-11,600
| -2% | -$366K |
|
1514
Brown & Brown
BRO
$20.4B
| $16.4M | 0.01% |
415,595
+332,737
| +402% | +$12.5M |
|
1515
Monolithic Power Systems
MPWR
$67.2B
| $16.4M | 0.01% |
92,051
+75,726
| +464% | +$12.1M |
|
1516
Universal Display
OLED
$3.56B
| $16.4M | 0.01% |
79,361
+32,185
| +68% | +$6.08M |
|
|
ACIA
1517
DELISTED
Acacia Communications Inc
ACIA
| $16.4M | 0.01% |
241,132
-34,930
| -13% | -$2.31M |
|
|
AXON
1518
Axon Enterprise
AXON
$34.9B
| $16.3M | 0.01% |
222,700
+135,667
| +156% | +$8.59M |
|
|
PDCE
1519
DELISTED
PDC Energy, Inc.
PDCE
| $16.3M | 0.01% |
623,088
+174,835
| +39% | +$4.2M |
|
1520
Sony
SONY
$138B
| $16.3M | 0.01% |
1,198,205
-1,595
| -0.1% | -$19.9K |
|
1521
Incyte
INCY
$25.1B
| $16.3M | 0.01% |
186,385
-67,555
| -27% | -$5.77M |
|
|
BSCM
1522
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $16.3M | 0.01% |
756,104
-695
| -0.1% | -$14.9K |
|
1523
CALL
Halliburton
HAL
$27.3B
| $16.2M | 0.01% |
664,000
+6,015
| +0.9% | +$127K |
|
1524
PUT
Mercado Libre
MELI
$88.9B
| $16.2M | 0.01% |
+28,400
| New | +$15.7M |
|
1525
Norwegian Cruise Line
NCLH
$6.71B
| $16.2M | 0.01% |
276,881
+79,678
| +40% | +$4.21M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.