UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Abbott
ABT
$189B
| $484M | 0.18% |
4,449,445
-54,694
| -1% | -$5.55M |
|
127
Qualcomm
QCOM
$172B
| $471M | 0.18% |
4,000,931
-165,810
| -4% | -$17.7M |
|
128
PUT
Walt Disney
DIS
$172B
| $468M | 0.18% |
3,774,800
-238,600
| -6% | -$29.8M |
|
129
Vanguard Large-Cap ETF
VV
$52B
| $467M | 0.18% |
2,982,750
-87,204
| -3% | -$13.4M |
|
130
PUT
Netflix
NFLX
$306B
| $461M | 0.17% |
9,224,000
+736,000
| +9% | +$36.6M |
|
131
Intercontinental Exchange
ICE
$87.6B
| $456M | 0.17% |
4,557,723
+85,072
| +2% | +$8.39M |
|
132
Oracle
ORCL
$348B
| $439M | 0.17% |
7,357,375
+488,242
| +7% | +$27.7M |
|
133
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.1B
| $436M | 0.16% |
5,929,244
+1,957,990
| +49% | +$139M |
|
134
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
| $435M | 0.16% |
6,167,377
-623,262
| -9% | -$44M |
|
135
PUT
iShares Silver Trust
SLV
$28.3B
| $429M | 0.16% |
19,838,900
+7,814,800
| +65% | +$178M |
|
136
PayPal
PYPL
$51.2B
| $426M | 0.16% |
2,161,615
-295,680
| -12% | -$55.7M |
|
137
Fidelity National Information Services
FIS
$24.1B
| $424M | 0.16% |
2,881,325
-137,064
| -5% | -$19.8M |
|
138
TJX Companies
TJX
$179B
| $414M | 0.16% |
7,442,344
-197,181
| -3% | -$10.6M |
|
139
Target
TGT
$66.9B
| $403M | 0.15% |
2,559,522
+27,205
| +1% | +$3.73M |
|
140
Vanguard Total World Stock ETF
VT
$76.4B
| $400M | 0.15% |
4,954,324
+128,816
| +3% | +$10.3M |
|
141
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $398M | 0.15% |
3,905,399
+259,812
| +7% | +$26.5M |
|
142
CVS Health
CVS
$137B
| $395M | 0.15% |
6,767,809
-747,479
| -10% | -$46.5M |
|
|
143
PUT
Alphabet (Google) Class A
GOOGL
$4.17T
| $388M | 0.15% |
5,296,000
-144,000
| -3% | -$11M |
|
144
Vanguard Total Bond Market
BND
$158B
| $384M | 0.14% |
4,351,334
+601,477
| +16% | +$53.3M |
|
|
145
CALL
iShares Silver Trust
SLV
$28.3B
| $383M | 0.14% |
17,718,700
+1,359,600
| +8% | +$30.9M |
|
146
IBM
IBM
$217B
| $380M | 0.14% |
3,269,243
-91,351
| -3% | -$10.8M |
|
147
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
| $380M | 0.14% |
3,663,357
-562,329
| -13% | -$57.6M |
|
148
iShares Russell Mid-Cap ETF
IWR
$56.5B
| $379M | 0.14% |
6,601,944
+333,209
| +5% | +$19M |
|
149
Diageo
DEO
$49.7B
| $379M | 0.14% |
2,751,334
-323,505
| -11% | -$44.6M |
|
|
150
Netflix
NFLX
$306B
| $376M | 0.14% |
7,525,820
-240,870
| -3% | -$12M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.