UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Mastercard
MA
$503B
| $476M | 0.18% |
1,753,923
-55,651
| -3% | -$15.3M |
|
|
BPL
127
DELISTED
Buckeye Partners, L.P.
BPL
| $467M | 0.18% |
11,364,062
+4,237,757
| +59% | +$175M |
|
128
iShares 20+ Year Treasury Bond ETF
TLT
$46.6B
| $466M | 0.18% |
3,260,092
-1,285,776
| -28% | -$179M |
|
129
iShares US Real Estate ETF
IYR
$4.31B
| $458M | 0.18% |
4,897,390
+1,688,963
| +53% | +$154M |
|
130
Vanguard Morningstar Large-Cap ETF
VV
$53.9B
| $456M | 0.18% |
3,347,908
-138,891
| -4% | -$18.9M |
|
131
VanEck Gold Miners ETF
GDX
$28.3B
| $446M | 0.17% |
16,692,366
-10,231,410
| -38% | -$286M |
|
132
Broadcom
AVGO
$1.65T
| $446M | 0.17% |
16,138,620
-1,027,440
| -6% | -$29.2M |
|
133
CVS Health
CVS
$122B
| $445M | 0.17% |
7,058,627
-1,270,153
| -15% | -$75.3M |
|
134
Suncor Energy
SU
$80.4B
| $433M | 0.17% |
13,703,839
-2,187,150
| -14% | -$65.8M |
|
135
Walmart Inc
WMT
$865B
| $433M | 0.17% |
10,936,143
-120,399
| -1% | -$4.54M |
|
136
3M
MMM
$83.6B
| $430M | 0.17% |
3,131,861
+330,867
| +12% | +$46.3M |
|
137
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.3B
| $430M | 0.17% |
10,505,528
+664,246
| +7% | +$27.1M |
|
138
Nike
NKE
$55B
| $427M | 0.16% |
4,550,138
+625,618
| +16% | +$53.7M |
|
139
Ameriprise Financial
AMP
$49.3B
| $427M | 0.16% |
2,902,774
-686,543
| -19% | -$96.2M |
|
140
O'Reilly Automotive
ORLY
$70.6B
| $427M | 0.16% |
16,068,555
-2,417,100
| -13% | -$62.4M |
|
141
Republic Services
RSG
$69.2B
| $424M | 0.16% |
4,899,994
-380,296
| -7% | -$33.4M |
|
142
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26B
| $424M | 0.16% |
1,202,272
-30,464
| -2% | -$10.7M |
|
143
Wells Fargo
WFC
$268B
| $417M | 0.16% |
8,271,254
+379,554
| +5% | +$17.9M |
|
144
PayPal
PYPL
$46.2B
| $416M | 0.16% |
4,017,033
+437,387
| +12% | +$48.2M |
|
145
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.06B
| $413M | 0.16% |
4,612,950
+646,125
| +16% | +$60.8M |
|
146
Citigroup
C
$228B
| $405M | 0.16% |
5,863,132
+518,972
| +10% | +$35.3M |
|
147
PUT
Netflix
NFLX
$334B
| $397M | 0.15% |
14,822,170
+6,868,970
| +86% | +$215M |
|
148
United Parcel Service
UPS
$87.2B
| $394M | 0.15% |
3,290,021
-610,180
| -16% | -$69.8M |
|
149
AbbVie
ABBV
$463B
| $390M | 0.15% |
5,155,265
-839,964
| -14% | -$57.6M |
|
150
PUT
iShares 1-3 Year Treasury Bond ETF
SHY
$26.1B
| $390M | 0.15% |
+4,600,000
| New | +$390M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.