UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
PUT
Marathon Petroleum
MPC
$111B
| $20.7M | 0.01% |
136,800
+51,800
| +61% | +$7.22M |
|
1452
PBF Energy
PBF
$8.73B
| $20.7M | 0.01% |
386,642
-26,011
| -6% | -$1.24M |
|
1453
BlackRock Capital Allocation Term Trust
BCAT
$1.45B
| $20.7M | 0.01% |
1,426,529
-4,042
| -0.3% | -$60.4K |
|
1454
iShares Morningstar Growth ETF
ILCG
$3.22B
| $20.7M | 0.01% |
346,279
-5,633
| -2% | -$350K |
|
1455
Regions Financial
RF
$23.5B
| $20.6M | 0.01% |
1,198,370
-1,242,610
| -51% | -$23.5M |
|
1456
Roku
ROKU
$22.7B
| $20.6M | 0.01% |
291,872
+2,575
| +0.9% | +$199K |
|
1457
Timken Company
TKR
$8.14B
| $20.6M | 0.01% |
280,264
+26,916
| +11% | +$2.18M |
|
1458
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$690M
| $20.5M | 0.01% |
357,547
+6,643
| +2% | +$398K |
|
1459
CALL
MGM Resorts International
MGM
$8.2B
| $20.5M | 0.01% |
557,900
+277,900
| +99% | +$12.3M |
|
1460
e.l.f. Beauty
ELF
$5.87B
| $20.5M | 0.01% |
186,590
-38,815
| -17% | -$4.71M |
|
1461
CALL
American Airlines Group
AAL
$9.18B
| $20.5M | 0.01% |
1,597,800
+800,000
| +100% | +$12.4M |
|
1462
DraftKings
DKNG
$10.9B
| $20.5M | 0.01% |
695,104
-101,748
| -13% | -$3.01M |
|
1463
Tradeweb Markets
TW
$21.3B
| $20.5M | 0.01% |
255,128
+21,529
| +9% | +$1.72M |
|
1464
Fluor
FLR
$6.74B
| $20.4M | 0.01% |
557,145
+18,042
| +3% | +$604K |
|
1465
Delek US
DK
$4.15B
| $20.4M | 0.01% |
719,310
+24,695
| +4% | +$667K |
|
|
ESTE
1466
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
| $20.4M | 0.01% |
1,007,235
+912,704
| +966% | +$15.9M |
|
1467
Tyler Technologies
TYL
$13.3B
| $20.4M | 0.01% |
52,779
+3,810
| +8% | +$1.5M |
|
1468
CALL
Okta
OKTA
$34.1B
| $20.4M | 0.01% |
250,000
+225,000
| +900% | +$17.1M |
|
1469
Global X Emerging Markets Great Consumer ETF
EMC
$58.9M
| $20.4M | 0.01% |
857,256
-190,892
| -18% | -$4.77M |
|
1470
Legend Biotech
LEGN
$3.72B
| $20.3M | 0.01% |
301,575
+160,446
| +114% | +$11.1M |
|
1471
NiSource
NI
$18.9B
| $20.3M | 0.01% |
820,584
-119,507
| -13% | -$3.23M |
|
1472
Voya Financial
VOYA
$8.81B
| $20.2M | 0.01% |
304,370
+52,451
| +21% | +$3.73M |
|
1473
Royalty Pharma
RPRX
$25.9B
| $20.2M | 0.01% |
744,440
+54,697
| +8% | +$1.62M |
|
1474
CALL
Diamondback Energy
FANG
$52.3B
| $20.2M | 0.01% |
130,200
+117,700
| +942% | +$17.4M |
|
1475
CALL
Zillow
Z
$6.39B
| $20.2M | 0.01% |
436,700
+327,300
| +299% | +$16.8M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.