UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Teva Pharmaceutical Industries Limited
TEVA
$45.7B
| $18.1M | 0.01% |
1,849,622
-459,106
| -20% | -$4.1M |
|
1452
Rogers Communications
RCI
$17.2B
| $18.1M | 0.01% |
364,906
-217,106
| -37% | -$10.5M |
|
1453
Gabelli Dividend & Income Trust
GDV
$2.51B
| $18.1M | 0.01% |
825,332
+358,392
| +77% | +$7.51M |
|
1454
PUT
Roku
ROKU
$22.7B
| $18.1M | 0.01% |
+135,200
| New | +$18.6M |
|
1455
First Trust STOXX European Select Dividend Income Fund
FDD
$907M
| $18.1M | 0.01% |
1,288,479
+25,835
| +2% | +$346K |
|
1456
Invesco Ultra Short Duration ETF
GSY
$4B
| $18.1M | 0.01% |
358,903
+24,403
| +7% | +$1.23M |
|
|
NTG
1457
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $18.1M | 0.01% |
164,870
+2,502
| +2% | +$276K |
|
1458
EastGroup Properties
EGP
$10.8B
| $18M | 0.01% |
135,999
+74,934
| +123% | +$9.84M |
|
1459
SL Green Realty
SLG
$3.61B
| $17.9M | 0.01% |
201,602
+80,582
| +67% | +$6.63M |
|
1460
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
| $17.8M | 0.01% |
250,850
-2,138
| -0.8% | -$144K |
|
1461
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$44.1B
| $17.8M | 0.01% |
175,000
-263,100
| -60% | -$25.3M |
|
1462
iShares Morningstar Growth ETF
ILCG
$3.22B
| $17.8M | 0.01% |
423,895
-103,975
| -20% | -$4.13M |
|
1463
CF Industries
CF
$17.4B
| $17.7M | 0.01% |
371,167
-137,432
| -27% | -$6.43M |
|
1464
PUT
The Kraft Heinz Company
KHC
$28B
| $17.7M | 0.01% |
551,000
+205,600
| +60% | +$6.23M |
|
1465
West Pharmaceutical
WST
$26.1B
| $17.7M | 0.01% |
117,466
+80,489
| +218% | +$11.7M |
|
1466
TransDigm Group
TDG
$61.7B
| $17.7M | 0.01% |
31,526
-587
| -2% | -$321K |
|
1467
Kohl's
KSS
$2.03B
| $17.6M | 0.01% |
346,272
+119,569
| +53% | +$6.08M |
|
1468
PUT
Estee Lauder
EL
$34.2B
| $17.6M | 0.01% |
85,200
+25,100
| +42% | +$4.88M |
|
|
ACC
1469
DELISTED
American Campus Communities, Inc.
ACC
| $17.6M | 0.01% |
373,957
+173,152
| +86% | +$8.29M |
|
1470
CALL
Capri Holdings
CPRI
$1.72B
| $17.6M | 0.01% |
460,900
+301,300
| +189% | +$10.4M |
|
1471
CALL
Suncor Energy
SU
$79.8B
| $17.6M | 0.01% |
535,800
+457,500
| +584% | +$14.3M |
|
1472
First Industrial Realty Trust
FR
$8.11B
| $17.6M | 0.01% |
423,003
+208,856
| +98% | +$8.61M |
|
1473
State Street SPDR S&P Bank ETF
KBE
$1.52B
| $17.5M | 0.01% |
370,575
-1,131,523
| -75% | -$51.3M |
|
|
CHL
1474
DELISTED
China Mobile Limited
CHL
| $17.5M | 0.01% |
414,245
-73,643
| -15% | -$2.97M |
|
1475
Plains GP Holdings
PAGP
$5.26B
| $17.4M | 0.01% |
920,424
+167,678
| +22% | +$3.15M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.