UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
PUT
MGM Resorts International
MGM
$11.4B
| $9.62M | 0.01% |
521,200
+248,500
| +91% | +$4.97M |
|
1402
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
| $9.61M | 0.01% |
490,499
-499,706
| -50% | -$10.2M |
|
|
POT
1403
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
| $9.6M | 0.01% |
467,300
+427,000
| +1,060% | +$11.2M |
|
1404
Invesco Leisure and Entertainment ETF
PEJ
$259M
| $9.58M | 0.01% |
268,780
-14,903
| -5% | -$549K |
|
1405
CDW
CDW
$18.9B
| $9.56M | 0.01% |
233,981
+13,148
| +6% | +$498K |
|
|
HSBC.PRA
1406
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
| $9.54M | 0.01% |
377,103
+7,551
| +2% | +$191K |
|
1407
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.5M
| $9.54M | 0.01% |
210,231
+101,792
| +94% | +$4.8M |
|
1408
Royce Value Trust
RVT
$2.21B
| $9.53M | 0.01% |
828,338
-21,501
| -3% | -$273K |
|
1409
Trip.com Group
TCOM
$29.6B
| $9.52M | 0.01% |
301,424
-77,836
| -21% | -$2.7M |
|
1410
Petrobras
PBR
$125B
| $9.51M | 0.01% |
2,186,297
-1,054,901
| -33% | -$6.44M |
|
1411
L3Harris
LHX
$51.6B
| $9.51M | 0.01% |
129,991
+54,326
| +72% | +$4.25M |
|
|
RMP
1412
PUT
DELISTED
Rice Midstream Partners LP
RMP
| $9.5M | 0.01% |
713,300
+37,500
| +6% | +$594K |
|
1413
Wheaton Precious Metals
WPM
$49.5B
| $9.49M | 0.01% |
790,595
-184,915
| -19% | -$2.41M |
|
1414
CF Industries
CF
$19.2B
| $9.49M | 0.01% |
211,391
-152,722
| -42% | -$8.88M |
|
|
VPU
1415
Vanguard Utilities ETF
VPU
$8.46B
| $9.49M | 0.01% |
102,017
+5,752
| +6% | +$534K |
|
1416
CALL
Walmart Inc
WMT
$885B
| $9.49M | 0.01% |
438,900
-165,300
| -27% | -$3.79M |
|
1417
Workday
WDAY
$39.6B
| $9.47M | 0.01% |
137,528
-19,071
| -12% | -$1.47M |
|
1418
iShares US Medical Devices ETF
IHI
$3.13B
| $9.46M | 0.01% |
510,294
-1,848
| -0.4% | -$37.2K |
|
1419
NVIDIA
NVDA
$4.86T
| $9.46M | 0.01% |
15,354,520
+2,721,960
| +22% | +$1.47M |
|
1420
First Trust Energy AlphaDEX Fund
FXN
$388M
| $9.46M | 0.01% |
656,835
+5,044
| +0.8% | +$83.9K |
|
1421
CALL
Vipshop
VIPS
$7.37B
| $9.44M | 0.01% |
561,900
+396,900
| +241% | +$7.62M |
|
1422
iShares MSCI KLD 400 Social ETF
DSI
$5.3B
| $9.43M | 0.01% |
265,772
+8,240
| +3% | +$309K |
|
1423
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
| $9.42M | 0.01% |
246,049
+962
| +0.4% | +$40K |
|
1424
Cemex
CX
$17.1B
| $9.4M | 0.01% |
1,455,358
+21
| +0% | +$156 |
|
1425
Global X SuperDividend ETF
SDIV
$1.22B
| $9.39M | 0.01% |
159,343
-25,938
| -14% | -$1.64M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.