UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BFZ
1376
DELISTED
BlackRock CA Municipal Income Trust
BFZ
| $9.85M | 0.01% |
653,732
+6,687
| +1% | +$98.7K |
|
1377
Fluor
FLR
$7.01B
| $9.84M | 0.01% |
232,376
-175,796
| -43% | -$8.25M |
|
|
SDRL
1378
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
| $9.83M | 0.01% |
6,223
+1,168
| +23% | +$2.49M |
|
1379
RB Global
RBA
$20.4B
| $9.83M | 0.01% |
379,684
+326,303
| +611% | +$8.92M |
|
1380
United States Oil Fund
USO
$2.15B
| $9.82M | 0.01% |
83,652
-23,108
| -22% | -$2.84M |
|
1381
Corpay
CPAY
$25B
| $9.82M | 0.01% |
71,329
-165,831
| -70% | -$25.4M |
|
1382
Barings BDC
BBDC
$864M
| $9.8M | 0.01% |
594,845
-85,335
| -13% | -$1.72M |
|
1383
BlackRock Credit Allocation Income Trust
BTZ
$930M
| $9.79M | 0.01% |
804,626
+55,542
| +7% | +$688K |
|
1384
EPAM Systems
EPAM
$5.51B
| $9.79M | 0.01% |
131,398
+18,246
| +16% | +$1.32M |
|
|
WBA
1385
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $9.78M | 0.01% |
117,700
-6,500
| -5% | -$588K |
|
1386
American Financial Group
AFG
$11.8B
| $9.77M | 0.01% |
141,791
+25,504
| +22% | +$1.76M |
|
|
CNL
1387
DELISTED
CLECO CRP (HOLDING CO)
CNL
| $9.77M | 0.01% |
183,527
-61,044
| -25% | -$3.29M |
|
1388
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
| $9.74M | 0.01% |
450,000
-33,400
| -7% | -$719K |
|
|
LVLT
1389
DELISTED
Level 3 Communications Inc
LVLT
| $9.74M | 0.01% |
222,923
-111,902
| -33% | -$5.39M |
|
1390
PUT
Martin Midstream Partners
MMLP
$95.5M
| $9.74M | 0.01% |
+399,000
| New | +$11.4M |
|
|
DHC
1391
PUT
Diversified Healthcare Trust
DHC
$2.15B
| $9.72M | 0.01% |
605,400
| – | – |
|
1392
WisdomTree International Equity Fund
DWM
$679M
| $9.72M | 0.01% |
213,938
-287,946
| -57% | -$14.2M |
|
1393
PUT
Banco Santander
SAN
$201B
| $9.71M | 0.01% |
1,938,114
+180,167
| +10% | +$1.09M |
|
1394
PUT
Phillips 66
PSX
$84.9B
| $9.7M | 0.01% |
126,200
-700
| -0.6% | -$55.6K |
|
|
SBNY
1395
DELISTED
Signature Bank
SBNY
| $9.7M | 0.01% |
70,481
-12,945
| -16% | -$1.83M |
|
1396
AutoZone
AZO
$49.2B
| $9.67M | 0.01% |
13,355
+7,936
| +146% | +$5.62M |
|
1397
PUT
Axos Financial
AX
$5.77B
| $9.65M | 0.01% |
+299,600
| New | +$8.95M |
|
1398
Pentair
PNR
$10.4B
| $9.63M | 0.01% |
281,083
+9,105
| +3% | +$358K |
|
|
SQBK
1399
DELISTED
SQUARE 1 FINANCIAL INC COM
SQBK
| $9.63M | 0.01% |
375,196
-3,355
| -0.9% | -$88.6K |
|
|
NCV
1400
Virtus Convertible & Income Fund
NCV
$378M
| $9.63M | 0.01% |
413,053
-62,639
| -13% | -$1.8M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.