UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.78% |
| 2 | Financials | 7.47% |
| 3 | Technology | 6.7% |
| 4 | Healthcare | 6.35% |
| 5 | Industrials | 5.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
CALL
lululemon athletica
LULU
$11.5B
| $11.9M | 0.01% |
228,700
+208,500
| +1,032% | +$13.7M |
|
|
TEF
1352
DELISTED
Telefonica
TEF
| $11.8M | 0.01% |
1,305,865
+71,047
| +6% | +$585K |
|
1353
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.2B
| $11.8M | 0.01% |
400,749
+183,445
| +84% | +$5.31M |
|
1354
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
| $11.8M | 0.01% |
1,381,983
-1,531,235
| -53% | -$13M |
|
1355
Northern Trust iBoxx 5-Year Target Duration TIPS ETF
TDTF
$1.04B
| $11.8M | 0.01% |
465,167
+226,227
| +95% | +$5.69M |
|
|
ICPT
1356
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $11.8M | 0.01% |
104,094
-30,753
| -23% | -$3.59M |
|
|
TSRO
1357
PUT
DELISTED
TESARO, Inc.
TSRO
| $11.8M | 0.01% |
+76,500
| New | +$12.5M |
|
1358
Lloyds Banking Group
LYG
$83.5B
| $11.8M | 0.01% |
3,461,477
+2,022,109
| +140% | +$6.82M |
|
|
SMM
1359
DELISTED
Salient Midstream & MLP Fund
SMM
| $11.8M | 0.01% |
878,178
+17,242
| +2% | +$233K |
|
1360
Under Armour Class C
UA
$1.99B
| $11.7M | 0.01% |
641,325
-146,107
| -19% | -$3.04M |
|
1361
Exelon
EXC
$43.1B
| $11.7M | 0.01% |
456,791
-394,941
| -46% | -$10.1M |
|
1362
Philips
PHG
$24.4B
| $11.7M | 0.01% |
490,620
+8,895
| +2% | +$200K |
|
1363
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$56.2B
| $11.6M | 0.01% |
408,992
-145,984
| -26% | -$4.05M |
|
1364
Invesco DB US Dollar Index Bullish Fund
UUP
$396M
| $11.6M | 0.01% |
447,986
-330,488
| -42% | -$8.61M |
|
1365
iShares Global Healthcare ETF
IXJ
$4.37B
| $11.6M | 0.01% |
226,082
-35,664
| -14% | -$1.79M |
|
1366
Invesco NASDAQ Internet ETF
PNQI
$535M
| $11.6M | 0.01% |
614,665
+210,850
| +52% | +$3.85M |
|
1367
Cooper Companies
COO
$10.5B
| $11.6M | 0.01% |
232,208
+77,364
| +50% | +$3.68M |
|
|
SBNY
1368
DELISTED
Signature Bank
SBNY
| $11.6M | 0.01% |
78,198
+13,316
| +21% | +$2.06M |
|
1369
Essential Utilities
WTRG
$11.5B
| $11.6M | 0.01% |
360,904
-7,914
| -2% | -$243K |
|
1370
Criteo S.A.
CRTO
$826M
| $11.6M | 0.01% |
232,087
+201,342
| +655% | +$9.42M |
|
1371
SEI Investments
SEIC
$12.5B
| $11.6M | 0.01% |
229,357
+54,587
| +31% | +$2.76M |
|
|
JCP
1372
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
| $11.6M | 0.01% |
1,877,800
+621,300
| +49% | +$4.11M |
|
|
HSBC.PRA
1373
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
| $11.6M | 0.01% |
446,407
+612
| +0.1% | +$15.7K |
|
1374
Amplify Cybersecurity ETF
HACK
$3.21B
| $11.6M | 0.01% |
391,667
+120,251
| +44% | +$3.44M |
|
1375
DNP Select Income Fund
DNP
$3.83B
| $11.5M | 0.01% |
1,067,572
+54,565
| +5% | +$580K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q1 2017 filing shows 701 new, 2,991 increased, 3,714 reduced and 787 closed positions. Its largest new stake was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M. The largest sale was SPDR Gold Trust, an estimated $760M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 55% a quarter earlier, followed by Financials and Technology.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 701 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.