UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.44% |
| 2 | Financials | 8.35% |
| 3 | Energy | 6.57% |
| 4 | Healthcare | 6.43% |
| 5 | Technology | 5.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGN
1326
CALL
DELISTED
Allergan plc
AGN
| $10.5M | 0.01% |
38,700
+35,500
| +1,109% | +$10.9M |
|
1327
iShares US Regional Banks ETF
IAT
$627M
| $10.5M | 0.01% |
311,408
+50,814
| +19% | +$1.81M |
|
1328
CALL
Marriott International
MAR
$87.1B
| $10.5M | 0.01% |
153,800
+151,600
| +6,891% | +$11M |
|
|
PDT
1329
John Hancock Premium Dividend Fund
PDT
$598M
| $10.5M | 0.01% |
835,053
+33,086
| +4% | +$436K |
|
1330
Amphenol
APH
$193B
| $10.5M | 0.01% |
1,644,376
-24,776
| -1% | -$166K |
|
1331
CALL
Coca-Cola
KO
$379B
| $10.5M | 0.01% |
260,800
-342,500
| -57% | -$13.7M |
|
1332
Travel + Leisure Co
TNL
$3.92B
| $10.5M | 0.01% |
322,263
+120,625
| +60% | +$4.33M |
|
1333
Equinor
EQNR
$105B
| $10.4M | 0.01% |
715,755
+255,231
| +55% | +$4.02M |
|
|
GGP
1334
DELISTED
GGP Inc.
GGP
| $10.4M | 0.01% |
398,838
+30,773
| +8% | +$808K |
|
|
MJN
1335
DELISTED
Mead Johnson Nutrition Company
MJN
| $10.3M | 0.01% |
147,023
+51,368
| +54% | +$4.23M |
|
1336
CALL
JetBlue
JBLU
$1.69B
| $10.3M | 0.01% |
401,600
+398,300
| +12,070% | +$9.39M |
|
|
SHPG
1337
DELISTED
Shire pic
SHPG
| $10.3M | 0.01% |
50,415
+13,122
| +35% | +$3.12M |
|
1338
CALL
Amazon
AMZN
$2.71T
| $10.3M | 0.01% |
404,200
-25,016,820
| -98% | -$632M |
|
1339
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.05B
| $10.3M | 0.01% |
777,406
-50,384
| -6% | -$673K |
|
1340
Western Union
WU
$2.05B
| $10.3M | 0.01% |
562,250
-389,352
| -41% | -$7.41M |
|
1341
PUT
Medtronic
MDT
$119B
| $10.3M | 0.01% |
154,026
-245,500
| -61% | -$18.1M |
|
|
NIO
1342
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
| $10.3M | 0.01% |
729,862
+21,681
| +3% | +$301K |
|
1343
Dr. Reddy's Laboratories
RDY
$10.2B
| $10.3M | 0.01% |
804,240
+88,435
| +12% | +$1.1M |
|
1344
Goldman Sachs BDC
GSBD
$1.14B
| $10.3M | 0.01% |
558,175
-42,391
| -7% | -$969K |
|
|
CLNY
1345
CALL
DELISTED
Colony Capital, Inc.
CLNY
| $10.2M | 0.01% |
+522,000
| New | +$11.6M |
|
|
SLY
1346
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $10.2M | 0.01% |
209,114
+10,580
| +5% | +$551K |
|
|
MXIM
1347
DELISTED
Maxim Integrated Products
MXIM
| $10.2M | 0.01% |
305,229
+67,644
| +28% | +$2.24M |
|
1348
Cracker Barrel
CBRL
$980M
| $10.2M | 0.01% |
69,112
+18,222
| +36% | +$2.73M |
|
1349
F5
FFIV
$24.7B
| $10.2M | 0.01% |
87,905
-7,321
| -8% | -$896K |
|
|
CPN
1350
PUT
DELISTED
Calpine Corporation
CPN
| $10.2M | 0.01% |
697,100
+445,600
| +177% | +$7.32M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group's Q3 2015 filing shows 665 new, 3,304 increased, 3,723 reduced and 707 closed positions. Its largest new stake was The Kraft Heinz Company: 1,448,913 shares worth $102M. The largest sale was Apple, an estimated $399M.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 47% a quarter earlier, followed by Financials and Energy.
- UBS Group's largest Q3 2015 buy was The Kraft Heinz Company: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 665 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.