UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 49.31% |
| 2 | Technology | 9.89% |
| 3 | Financials | 7.42% |
| 4 | Healthcare | 6.84% |
| 5 | Consumer Discretionary | 5.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Ally Financial
ALLY
$11.8B
| $22.3M | 0.01% |
728,994
-350,441
| -32% | -$10.9M |
|
1302
CALL
Logitech
LOGI
$14.5B
| $22.3M | 0.01% |
472,000
+7,000
| +2% | +$299K |
|
|
EAD
1303
Allspring Income Opportunities Fund
EAD
$357M
| $22.2M | 0.01% |
2,639,897
-9,731
| -0.4% | -$80.5K |
|
1304
Quanta Services
PWR
$97.6B
| $22.1M | 0.01% |
544,108
+24,338
| +5% | +$993K |
|
1305
PUT
Beyond Meat
BYND
$144M
| $22.1M | 0.01% |
+9,750
| New | +$27.1M |
|
1306
PUT
Caterpillar
CAT
$378B
| $22.1M | 0.01% |
149,500
-55,000
| -27% | -$7.68M |
|
1307
Essent Group
ESNT
$5.73B
| $22M | 0.01% |
422,699
+6,923
| +2% | +$361K |
|
1308
PUT
Lyft
LYFT
$5.63B
| $21.9M | 0.01% |
510,000
+300,000
| +143% | +$13.2M |
|
|
PDX
1309
PIMCO Dynamic Income Strategy Fund
PDX
$912M
| $21.9M | 0.01% |
1,329,451
+120,098
| +10% | +$1.97M |
|
1310
Credicorp
BAP
$30.7B
| $21.9M | 0.01% |
102,902
-20,835
| -17% | -$4.37M |
|
1311
PUT
Okta
OKTA
$34.1B
| $21.9M | 0.01% |
+190,000
| New | +$21.9M |
|
1312
PUT
Shopify
SHOP
$183B
| $21.9M | 0.01% |
550,000
+100,000
| +22% | +$3.38M |
|
1313
PUT
iShares Silver Trust
SLV
$31.3B
| $21.8M | 0.01% |
1,308,400
+802,030
| +158% | +$13M |
|
1314
Lumentum
LITE
$84.5B
| $21.8M | 0.01% |
274,515
+110,270
| +67% | +$7.22M |
|
1315
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$724M
| $21.7M | 0.01% |
593,189
+9,168
| +2% | +$325K |
|
1316
Viatris
VTRS
$20.5B
| $21.6M | 0.01% |
1,076,930
-310,377
| -22% | -$5.78M |
|
1317
PUT
S&P Global
SPGI
$119B
| $21.6M | 0.01% |
79,200
-61,000
| -44% | -$15.8M |
|
1318
Newmont
NEM
$128B
| $21.6M | 0.01% |
497,148
-4,525,666
| -90% | -$177M |
|
1319
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.04B
| $21.6M | 0.01% |
390,966
+16,146
| +4% | +$890K |
|
1320
Moody's
MCO
$81.2B
| $21.6M | 0.01% |
90,791
+9,033
| +11% | +$2.01M |
|
1321
Everest Group
EG
$14.2B
| $21.5M | 0.01% |
77,838
+12,679
| +19% | +$3.34M |
|
|
UNVR
1322
DELISTED
Univar Solutions Inc.
UNVR
| $21.5M | 0.01% |
888,170
+882,206
| +14,792% | +$20M |
|
|
HES
1323
CALL
DELISTED
Hess
HES
| $21.5M | 0.01% |
322,200
-35,300
| -10% | -$2.31M |
|
1324
PUT
Mondelez International
MDLZ
$76.9B
| $21.5M | 0.01% |
390,400
+80,900
| +26% | +$4.33M |
|
|
SIEN
1325
DELISTED
Sientra, Inc.
SIEN
| $21.4M | 0.01% |
239,621
-32,468
| -12% | -$2.45M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 807 new, 4,306 increased, 2,683 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 807 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.