UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
VanEck Agribusiness ETF
MOO
$972M
| $11M | 0.01% |
240,426
-44,461
| -16% | -$2.29M |
|
1302
PUT
Walmart Inc
WMT
$885B
| $11M | 0.01% |
509,100
-53,004
| -9% | -$1.22M |
|
|
WNRL
1303
DELISTED
Western Refining Logistics, LP
WNRL
| $11M | 0.01% |
526,761
+271,835
| +107% | +$6.83M |
|
1304
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
| $11M | 0.01% |
388,104
-40,972
| -10% | -$1.14M |
|
1305
Labcorp
LH
$25B
| $10.9M | 0.01% |
117,490
+26,838
| +30% | +$2.78M |
|
|
ARR
1306
Armour Residential REIT
ARR
$2.33B
| $10.9M | 0.01% |
109,140
-42,976
| -28% | -$4.66M |
|
1307
PUT
Autodesk
ADSK
$49.5B
| $10.9M | 0.01% |
247,100
+181,600
| +277% | +$9.11M |
|
|
1308
CALL
Johnson & Johnson
JNJ
$618B
| $10.9M | 0.01% |
116,400
-128,954
| -53% | -$12.5M |
|
1309
CALL
Ally Financial
ALLY
$13.2B
| $10.9M | 0.01% |
+532,600
| New | +$11.6M |
|
1310
Huntington Ingalls Industries
HII
$12.9B
| $10.8M | 0.01% |
100,761
+14,018
| +16% | +$1.6M |
|
1311
Xcel Energy
XEL
$48.8B
| $10.8M | 0.01% |
303,626
+62,358
| +26% | +$2.12M |
|
1312
Invesco Financial Preferred ETF
PGF
$677M
| $10.7M | 0.01% |
587,810
-36,011
| -6% | -$658K |
|
1313
Pilgrim's Pride
PPC
$6.51B
| $10.7M | 0.01% |
516,001
+220,119
| +74% | +$4.73M |
|
1314
Cheniere Energy
LNG
$55.2B
| $10.7M | 0.01% |
220,869
-3,162,593
| -93% | -$195M |
|
|
CPGX
1315
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
| $10.7M | 0.01% |
+582,805
| New | +$15.2M |
|
1316
PUT
Simon Property Group
SPG
$74.4B
| $10.7M | 0.01% |
58,000
-200
| -0.3% | -$36.7K |
|
|
SMM
1317
DELISTED
Salient Midstream & MLP Fund
SMM
| $10.6M | 0.01% |
761,245
+106,168
| +16% | +$1.83M |
|
|
PKO
1318
DELISTED
Pimco Income Opportunity Fund
PKO
| $10.6M | 0.01% |
465,573
+390,256
| +518% | +$9.1M |
|
|
ISD
1319
PGIM High Yield Bond Fund
ISD
$415M
| $10.6M | 0.01% |
725,859
-128,128
| -15% | -$1.91M |
|
|
CTXS
1320
CALL
DELISTED
Citrix Systems Inc
CTXS
| $10.6M | 0.01% |
192,514
-126
| -0.1% | -$7.17K |
|
|
TYC
1321
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $10.6M | 0.01% |
303,073
-126,897
| -30% | -$4.89M |
|
1322
Markel Group
MKL
$23.3B
| $10.6M | 0.01% |
13,233
-4,828
| -27% | -$4.08M |
|
1323
PUT
Petrobras
PBR
$125B
| $10.6M | 0.01% |
2,433,600
+92,600
| +4% | +$565K |
|
1324
iShares MSCI EAFE Value ETF
EFV
$28.8B
| $10.6M | 0.01% |
228,672
-79,387
| -26% | -$4.01M |
|
1325
Warner Bros
WBD
$65.9B
| $10.6M | 0.01% |
405,500
-19,013
| -4% | -$562K |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.