UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Gartner
IT
$11.9B
| $26.6M | 0.01% |
77,379
-22,768
| -23% | -$7.94M |
|
1277
PUT
Thermo Fisher Scientific
TMO
$250B
| $26.6M | 0.01% |
52,500
+19,300
| +58% | +$10.3M |
|
1278
PUT
Northrop Grumman
NOC
$72.5B
| $26.4M | 0.01% |
60,000
-6,700
| -10% | -$2.94M |
|
1279
CALL
Sea Limited
SE
$61B
| $26.4M | 0.01% |
600,171
+203,483
| +51% | +$9.95M |
|
1280
Hess Midstream
HESM
$4.91B
| $26.3M | 0.01% |
903,240
+177,788
| +25% | +$5.36M |
|
1281
M&T Bank
MTB
$31.9B
| $26.3M | 0.01% |
207,936
-56,092
| -21% | -$7.32M |
|
1282
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$6.05B
| $26.3M | 0.01% |
933,600
+89,790
| +11% | +$2.62M |
|
|
BSCN
1283
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $26.2M | 0.01% |
1,236,002
-416,931
| -25% | -$8.84M |
|
1284
APA Corp
APA
$15B
| $26.2M | 0.01% |
637,845
-190,934
| -23% | -$7.86M |
|
1285
ProShares Russell 2000 Dividend Growers ETF
SMDV
$671M
| $26.2M | 0.01% |
462,361
+67,477
| +17% | +$4.04M |
|
1286
Schwab Fundamental US Large Company Index ETF
FNDX
$28.2B
| $26.1M | 0.01% |
1,399,665
+157,299
| +13% | +$3.04M |
|
1287
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.16B
| $26M | 0.01% |
662,000
-900,000
| -58% | -$37M |
|
1288
PIMCO Dynamic Income Fund
PDI
$6.61B
| $26M | 0.01% |
1,502,266
+120,052
| +9% | +$2.21M |
|
1289
Nuveen Municipal Credit Income Fund
NZF
$2.17B
| $26M | 0.01% |
2,488,094
-60,853
| -2% | -$689K |
|
1290
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$700M
| $25.8M | 0.01% |
462,035
-113,656
| -20% | -$6.46M |
|
1291
Snap-on
SNA
$19.1B
| $25.8M | 0.01% |
101,136
+2,641
| +3% | +$714K |
|
1292
iShares MSCI Canada ETF
EWC
$6.85B
| $25.8M | 0.01% |
769,877
-53,585
| -7% | -$1.86M |
|
1293
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.71B
| $25.7M | 0.01% |
627,503
-7,487
| -1% | -$309K |
|
1294
Zoom
ZM
$26.2B
| $25.7M | 0.01% |
367,485
+54,623
| +17% | +$3.79M |
|
1295
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.04B
| $25.7M | 0.01% |
498,689
+107,823
| +28% | +$5.79M |
|
|
EXE
1296
Expand Energy Corp
EXE
$20.1B
| $25.7M | 0.01% |
297,916
+196,736
| +194% | +$16.7M |
|
1297
PUT
Philip Morris
PM
$297B
| $25.7M | 0.01% |
277,100
+110,000
| +66% | +$10.6M |
|
1298
PUT
Capital One
COF
$123B
| $25.7M | 0.01% |
264,300
+124,800
| +89% | +$13.3M |
|
|
1299
CALL
Thermo Fisher Scientific
TMO
$250B
| $25.6M | 0.01% |
50,500
+19,300
| +62% | +$10.3M |
|
1300
First Trust Water ETF
FIW
$1.75B
| $25.5M | 0.01% |
308,053
-18,513
| -6% | -$1.63M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.