UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$3.78B |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$718M |
| 3 |
SCHW
Charles Schwab
SCHW
|
+$218M |
| 4 |
Union Pacific
UNP
|
+$210M |
| 5 |
Alcon
ALC
|
+$185M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$820M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$604M |
| 3 |
Apple
AAPL
|
+$598M |
| 4 |
iShares MSCI ACWI ETF
ACWI
|
+$524M |
| 5 |
TSMC
TSM
|
+$324M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.29% |
| 2 | Financials | 8.09% |
| 3 | Healthcare | 6.75% |
| 4 | Consumer Discretionary | 5.04% |
| 5 | Industrials | 4.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Avery Dennison
AVY
$13B
| $23.5M | 0.01% |
131,114
+16,781
| +15% | +$3.05M |
|
1277
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $23.5M | 0.01% |
260,678
-10,278
| -4% | -$951K |
|
1278
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
| $23.4M | 0.01% |
1,060,432
+302,294
| +40% | +$6.91M |
|
1279
Avantis US Small Cap Value ETF
AVUV
$30.3B
| $23.4M | 0.01% |
315,638
+105,067
| +50% | +$8.23M |
|
1280
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $23.3M | 0.01% |
951,421
+456,085
| +92% | +$11.4M |
|
1281
Brown-Forman Class B
BF.B
$13.2B
| $23.3M | 0.01% |
362,315
-53,637
| -13% | -$3.48M |
|
1282
PBF Energy
PBF
$8.57B
| $23.2M | 0.01% |
536,153
-632,624
| -54% | -$26.6M |
|
1283
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.68B
| $23.2M | 0.01% |
497,537
+493,512
| +12,261% | +$22.9M |
|
1284
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
| $23.2M | 0.01% |
417,786
-64,469
| -13% | -$3.56M |
|
1285
PUT
Wayfair
W
$11.2B
| $23.2M | 0.01% |
674,500
+527,800
| +360% | +$23.4M |
|
1286
Dimensional International Value ETF
DFIV
$21.3B
| $23.2M | 0.01% |
718,504
+516,740
| +256% | +$16.7M |
|
1287
AES
AES
$10.5B
| $23.1M | 0.01% |
961,173
-157,411
| -14% | -$4M |
|
1288
CALL
McKesson
MCK
$100B
| $23.1M | 0.01% |
65,000
| – | – |
|
1289
Fidelity National Financial
FNF
$13.9B
| $23.1M | 0.01% |
662,181
+84,889
| +15% | +$3.34M |
|
1290
PUT
ARK Innovation ETF
ARKK
$5.66B
| $23.1M | 0.01% |
+572,130
| New | +$21.9M |
|
1291
CALL
CVS Health
CVS
$133B
| $23.1M | 0.01% |
310,300
-284,100
| -48% | -$23.8M |
|
1292
PUT
Nike
NKE
$61.9B
| $23.1M | 0.01% |
188,000
-160,100
| -46% | -$19.7M |
|
1293
Roku
ROKU
$21.5B
| $23.1M | 0.01% |
350,222
+104,233
| +42% | +$6.1M |
|
1294
Healthpeak Properties
DOC
$15.1B
| $23M | 0.01% |
1,045,176
+121,543
| +13% | +$3.01M |
|
1295
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $22.9M | 0.01% |
2,084,234
-493,997
| -19% | -$5.49M |
|
|
XIFR
1296
XPLR Infrastructure LP
XIFR
$1.12B
| $22.9M | 0.01% |
377,522
+146,991
| +64% | +$10.1M |
|
1297
CALL
Capital One
COF
$128B
| $22.9M | 0.01% |
+238,500
| New | +$25M |
|
1298
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
| $22.9M | 0.01% |
696,645
+4,485
| +0.6% | +$151K |
|
1299
CALL
Johnson & Johnson
JNJ
$618B
| $22.8M | 0.01% |
147,330
-84,070
| -36% | -$13.6M |
|
1300
VictoryShares US 500 Volatility Wtd ETF
CFA
$538M
| $22.8M | 0.01% |
332,143
-10,896
| -3% | -$753K |
|
Similar funds
UBS Group's Q1 2023 Portfolio in Review
As of Q1 2023, UBS Group held 11,664 positions worth $274B, up 2.2% from $268B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group withdrew a net $10.4B in Q1 2023, closing 2,126 positions and reducing 4,263 holdings. Its most notable exit was LHC Group LLC, an estimated $49M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.
Against the trend, UBS Group opened a new position in First Trust Nasdaq Oil & Gas ETF worth $13.3M.
- UBS Group's largest Q1 2023 buy was First Trust Nasdaq Oil & Gas ETF: 493,205 shares worth $13.3M.
- UBS Group added most to UBS Group in Q1 2023, an estimated $3.78B increase.
- UBS Group's biggest Q1 2023 reduction was Microsoft, cutting an estimated $820M.
- UBS Group fully exited LHC Group LLC in Q1 2023, selling an estimated $49M.
- UBS Group's ten largest holdings make up 16% of its $274B portfolio in Q1 2023.
- UBS Group opened 983 new positions and closed 2,126 in Q1 2023.
- UBS Group's portfolio value rose 2.2% quarter-over-quarter to $274B.
Based on UBS Group's 13F filing for Q1 2023, filed 12 May 2023.