UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.24% |
| 2 | Financials | 7.3% |
| 3 | Healthcare | 6.09% |
| 4 | Consumer Discretionary | 6.08% |
| 5 | Communication Services | 5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Graco
GGG
$13.3B
| $26.8M | 0.01% |
382,385
-88,775
| -19% | -$6.81M |
|
1277
Zai Lab
ZLAB
$2.91B
| $26.7M | 0.01% |
253,700
+37,845
| +18% | +$5.43M |
|
1278
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.44B
| $26.6M | 0.01% |
629,074
-4,145
| -0.7% | -$181K |
|
1279
ScottsMiracle-Gro
SMG
$3.55B
| $26.6M | 0.01% |
181,602
+26,230
| +17% | +$4.3M |
|
1280
BlackRock MuniYield Quality Fund III
MYI
$720M
| $26.6M | 0.01% |
1,809,171
+91,363
| +5% | +$1.37M |
|
1281
iShares US Energy ETF
IYE
$1.82B
| $26.6M | 0.01% |
939,600
-377,845
| -29% | -$10.2M |
|
1282
iShares MSCI Singapore ETF
EWS
$1.17B
| $26.5M | 0.01% |
1,165,968
-93,776
| -7% | -$2.18M |
|
1283
Spotify
SPOT
$105B
| $26.5M | 0.01% |
117,815
+42,683
| +57% | +$10.1M |
|
|
SLY
1284
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
| $26.5M | 0.01% |
279,773
+4,943
| +2% | +$471K |
|
1285
Bain Capital Specialty
BCSF
$814M
| $26.4M | 0.01% |
1,782,121
-202,475
| -10% | -$3.08M |
|
1286
PUT
Viatris
VTRS
$18.6B
| $26.4M | 0.01% |
1,950,646
-200,577
| -9% | -$2.85M |
|
1287
Burlington
BURL
$21.9B
| $26.4M | 0.01% |
93,069
+21,642
| +30% | +$6.92M |
|
1288
TotalEnergies
TTE
$196B
| $26.4M | 0.01% |
550,063
+80,345
| +17% | +$3.56M |
|
1289
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $26.3M | 0.01% |
846,867
+547
| +0.1% | +$17.2K |
|
1290
IDEX
IEX
$17.6B
| $26.3M | 0.01% |
127,249
-10,741
| -8% | -$2.38M |
|
|
BTX
1291
BlackRock Technology and Private Equity Term Trust
BTX
$1.06B
| $26.3M | 0.01% |
1,454,614
+194,126
| +15% | +$3.77M |
|
1292
iShares Europe ETF
IEV
$1.7B
| $26.3M | 0.01% |
505,064
+11,824
| +2% | +$640K |
|
|
ZNGA
1293
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $26.3M | 0.01% |
3,495,344
+1,165,863
| +50% | +$10.6M |
|
|
SGEN
1294
DELISTED
Seagen Inc. Common Stock
SGEN
| $26.2M | 0.01% |
154,418
+93,897
| +155% | +$14.6M |
|
1295
CBRE Group
CBRE
$44.3B
| $26.2M | 0.01% |
269,228
+108,013
| +67% | +$10M |
|
1296
Alcoa
AA
$13.2B
| $26.2M | 0.01% |
534,589
+259,681
| +94% | +$11M |
|
1297
CALL
Dollar Tree
DLTR
$24.9B
| $26.1M | 0.01% |
272,857
-48,983
| -15% | -$4.71M |
|
1298
CALL
MetLife
MET
$62.1B
| $26.1M | 0.01% |
422,911
+67,200
| +19% | +$4.05M |
|
1299
PUT
Fair Isaac
FICO
$23.5B
| $26.1M | 0.01% |
65,600
+32,900
| +101% | +$15.6M |
|
1300
PIMCO Dynamic Income Fund
PDI
$7.27B
| $26M | 0.01% |
979,972
+170,455
| +21% | +$4.78M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.