UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Invesco Food & Beverage ETF
PBJ
$108M
| $11.3M | 0.01% |
360,248
+49,119
| +16% | +$1.6M |
|
|
MMT
1277
Aberdeen Multi-Market Income Fund
MMT
$236M
| $11.3M | 0.01% |
2,028,239
-606,419
| -23% | -$3.62M |
|
1278
Honda
HMC
$39.1B
| $11.3M | 0.01% |
378,697
+75,777
| +25% | +$2.42M |
|
|
SCU
1279
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $11.3M | 0.01% |
129,628
-54,795
| -30% | -$5.9M |
|
1280
Lithia Motors
LAD
$8.47B
| $11.3M | 0.01% |
104,651
+7,925
| +8% | +$890K |
|
1281
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.71B
| $11.3M | 0.01% |
245,922
+61,528
| +33% | +$3.02M |
|
1282
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
| $11.3M | 0.01% |
456,095
+72,045
| +19% | +$1.9M |
|
|
AFSI
1283
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $11.3M | 0.01% |
357,708
-11,420
| -3% | -$362K |
|
1284
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
| $11.3M | 0.01% |
578,291
+48,236
| +9% | +$972K |
|
1285
Sony
SONY
$137B
| $11.3M | 0.01% |
2,297,675
+219,885
| +11% | +$1.17M |
|
1286
PUT
Vale
VALE
$64.1B
| $11.2M | 0.01% |
2,675,100
-245,400
| -8% | -$1.25M |
|
|
PARA
1287
CALL
DELISTED
Paramount Global Class B
PARA
| $11.2M | 0.01% |
281,200
+130,000
| +86% | +$6.31M |
|
|
RNF
1288
PUT
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
| $11.2M | 0.01% |
949,500
+295,100
| +45% | +$3.94M |
|
|
CEQP
1289
DELISTED
Crestwood Equity Partners LP
CEQP
| $11.2M | 0.01% |
491,315
+48,499
| +11% | +$1.58M |
|
1290
Invesco Global Listed Private Equity ETF
PSP
$232M
| $11.2M | 0.01% |
213,268
+136,066
| +176% | +$7.67M |
|
1291
State Street SPDR S&P Transportation ETF
XTN
$387M
| $11.1M | 0.01% |
254,708
+24,856
| +11% | +$1.18M |
|
1292
Vanguard Russell 2000 ETF
VTWO
$17.3B
| $11.1M | 0.01% |
254,096
+97,280
| +62% | +$4.64M |
|
|
STI
1293
DELISTED
SunTrust Banks, Inc.
STI
| $11.1M | 0.01% |
290,848
-315,656
| -52% | -$13.2M |
|
1294
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
| $11.1M | 0.01% |
232,268
-172,892
| -43% | -$8.85M |
|
|
NSH
1295
PUT
DELISTED
NuStar GP Holdings LLC
NSH
| $11.1M | 0.01% |
+413,900
| New | +$13.4M |
|
|
AIV
1296
Aimco
AIV
$387M
| $11.1M | 0.01% |
2,242,185
+14,391
| +0.6% | +$72.8K |
|
1297
Enbridge
ENB
$119B
| $11.1M | 0.01% |
297,680
-159,493
| -35% | -$6.66M |
|
1298
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$142M
| $11M | 0.01% |
410,691
+278,607
| +211% | +$8.16M |
|
1299
Oxford Square Capital
OXSQ
$163M
| $11M | 0.01% |
1,644,431
-158,633
| -9% | -$1.05M |
|
1300
Compañía de Minas Buenaventura
BVN
$7.69B
| $11M | 0.01% |
1,849,698
+1,715,368
| +1,277% | +$12.3M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.