UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 51.75% |
| 2 | Technology | 12.43% |
| 3 | Financials | 6.7% |
| 4 | Healthcare | 6.28% |
| 5 | Consumer Discretionary | 5.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$480M
| $27.3M | 0.01% |
816,920
+218,020
| +36% | +$7.68M |
|
1252
CMS Energy
CMS
$19.7B
| $27.3M | 0.01% |
514,475
-43,739
| -8% | -$2.53M |
|
1253
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.33B
| $27.3M | 0.01% |
281,685
-9,429
| -3% | -$949K |
|
1254
Cedar Fair
FUN
$1.26B
| $27.3M | 0.01% |
736,531
-116,200
| -14% | -$4.53M |
|
1255
Brookfield
BN
$82.3B
| $27.2M | 0.01% |
1,306,362
-8,235
| -0.6% | -$185K |
|
1256
Alcoa
AA
$11.3B
| $27.2M | 0.01% |
936,517
+521,749
| +126% | +$16.4M |
|
1257
CALL
Sempra
SRE
$51B
| $27.2M | 0.01% |
399,400
+189,800
| +91% | +$13.7M |
|
1258
PUT
Lennar Class A
LEN
$19.8B
| $27.1M | 0.01% |
249,470
+222,715
| +832% | +$26.1M |
|
1259
PUT
Cummins
CMI
$72.3B
| $27.1M | 0.01% |
118,600
-31,800
| -21% | -$7.68M |
|
1260
Molina Healthcare
MOH
$9.96B
| $27.1M | 0.01% |
82,633
+12,034
| +17% | +$3.79M |
|
1261
CALL
Deere & Co
DE
$186B
| $27M | 0.01% |
71,600
+35,900
| +101% | +$14.8M |
|
1262
Nuveen ESG Large-Cap Value ETF
NULV
$2.52B
| $27M | 0.01% |
804,031
-51,253
| -6% | -$1.79M |
|
1263
PUT
Cigna
CI
$71.9B
| $27M | 0.01% |
94,300
+100
| +0.1% | +$28.5K |
|
1264
PUT
XPO
XPO
$20.3B
| $27M | 0.01% |
361,000
-35,400
| -9% | -$2.44M |
|
1265
Roblox
RBLX
$33.2B
| $26.9M | 0.01% |
928,569
+263,758
| +40% | +$8.76M |
|
1266
BHP
BHP
$216B
| $26.8M | 0.01% |
471,750
-24,055
| -5% | -$1.41M |
|
1267
PUT
VanEck Semiconductor ETF
SMH
$78.3B
| $26.8M | 0.01% |
185,000
+95,000
| +106% | +$14.4M |
|
1268
CALL
Cognizant
CTSH
$25.8B
| $26.8M | 0.01% |
395,300
+107,700
| +37% | +$7.43M |
|
1269
PTC
PTC
$15B
| $26.8M | 0.01% |
188,879
-60,664
| -24% | -$8.68M |
|
1270
PUT
Vertex Pharmaceuticals
VRTX
$133B
| $26.7M | 0.01% |
76,900
+19,200
| +33% | +$6.71M |
|
1271
Axcelis
ACLS
$3.8B
| $26.7M | 0.01% |
163,921
+38,234
| +30% | +$6.72M |
|
1272
West Pharmaceutical
WST
$26.1B
| $26.7M | 0.01% |
71,045
-13,424
| -16% | -$5.19M |
|
1273
Brown & Brown
BRO
$20.4B
| $26.6M | 0.01% |
381,560
-98,035
| -20% | -$6.99M |
|
1274
Las Vegas Sands
LVS
$25.3B
| $26.6M | 0.01% |
580,281
-125,845
| -18% | -$6.8M |
|
1275
KE Holdings
BEKE
$18B
| $26.6M | 0.01% |
1,713,214
+496,582
| +41% | +$7.89M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,611 new, 3,254 increased, 4,098 reduced and 997 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 50% a quarter earlier, followed by Technology and Financials.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,611 new positions and closed 997 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.