UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 52.51% |
| 2 | Technology | 11.07% |
| 3 | Financials | 6.65% |
| 4 | Consumer Discretionary | 6.26% |
| 5 | Healthcare | 5.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
PUT
Ford
F
$54.9B
| $24M | 0.01% |
2,732,000
+3,200
| +0.1% | +$26.8K |
|
1227
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$564M
| $24M | 0.01% |
366,954
+40,971
| +13% | +$2.44M |
|
1228
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$610M
| $24M | 0.01% |
1,520,473
-2,371
| -0.2% | -$36.5K |
|
1229
Invesco S&P Global Water Index ETF
CGW
$1.03B
| $23.9M | 0.01% |
511,715
+23,158
| +5% | +$1.04M |
|
1230
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.35B
| $23.9M | 0.01% |
288,395
-2,424
| -0.8% | -$183K |
|
1231
VeriSign
VRSN
$27.3B
| $23.9M | 0.01% |
110,532
+69,273
| +168% | +$14.2M |
|
|
KNDI
1232
PUT
Kandi Technologies Group
KNDI
$57.2M
| $23.9M | 0.01% |
+3,458,200
| New | +$28.5M |
|
1233
Bain Capital Specialty
BCSF
$743M
| $23.8M | 0.01% |
1,963,853
+134,757
| +7% | +$1.49M |
|
1234
Trimble
TRMB
$13.5B
| $23.8M | 0.01% |
356,406
-23,039
| -6% | -$1.32M |
|
1235
CALL
Vale
VALE
$61.5B
| $23.7M | 0.01% |
1,417,000
-103,500
| -7% | -$1.38M |
|
1236
CALL
Linde
LIN
$212B
| $23.7M | 0.01% |
90,000
+12,269
| +16% | +$3.01M |
|
1237
Annaly Capital Management
NLY
$16.1B
| $23.7M | 0.01% |
701,507
+40,270
| +6% | +$1.25M |
|
1238
VanEck Video Gaming and eSports ETF
ESPO
$254M
| $23.7M | 0.01% |
338,656
+109,429
| +48% | +$7.03M |
|
1239
iShares Morningstar Growth ETF
ILCG
$3.13B
| $23.7M | 0.01% |
408,590
+5,515
| +1% | +$306K |
|
1240
Pacer Trendpilot 100 ETF
PTNQ
$1.23B
| $23.5M | 0.01% |
451,124
-75,299
| -14% | -$3.78M |
|
1241
CALL
PepsiCo
PEP
$182B
| $23.5M | 0.01% |
158,300
+97,500
| +160% | +$13.9M |
|
1242
BlackRock Capital Allocation Term Trust
BCAT
$1.52B
| $23.5M | 0.01% |
1,077,982
+650,772
| +152% | +$13.8M |
|
|
NVTA
1243
CALL
DELISTED
Invitae Corporation
NVTA
| $23.5M | 0.01% |
560,900
+60,900
| +12% | +$2.91M |
|
1244
PUT
Yum! Brands
YUM
$37.5B
| $23.4M | 0.01% |
215,900
-222,400
| -51% | -$22.7M |
|
1245
CALL
UnitedHealth
UNH
$340B
| $23.4M | 0.01% |
66,600
+900
| +1% | +$302K |
|
1246
Polaris
PII
$3.19B
| $23.3M | 0.01% |
244,434
+57,783
| +31% | +$5.53M |
|
1247
CALL
Snap
SNAP
$9.79B
| $23.2M | 0.01% |
462,900
-688,800
| -60% | -$28.6M |
|
1248
Packaging Corp of America
PKG
$20.9B
| $23.1M | 0.01% |
167,696
+19,359
| +13% | +$2.44M |
|
1249
PUT
Halliburton
HAL
$28.3B
| $23.1M | 0.01% |
1,222,000
+7,000
| +0.6% | +$109K |
|
1250
Dave & Buster's
PLAY
$237M
| $23M | 0.01% |
766,141
-843,187
| -52% | -$18.7M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $11.7B in Q4 2020, closing 738 positions and reducing 2,988 holdings. Its most notable exit was Delphi Technologies PLC Ordinary Shares, an estimated $96.7M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 53% of assets, down from 54% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Vontier worth $16.8M.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.