UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$2.97B |
| 2 |
American International
AIG
|
+$543M |
| 3 |
iShares China Large-Cap ETF
FXI
|
+$375M |
| 4 |
Xerox
XRX
|
+$324M |
| 5 |
PepsiCo
PEP
|
+$296M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$399M |
| 2 |
Qualcomm
QCOM
|
+$375M |
| 3 |
Johnson & Johnson
JNJ
|
+$315M |
| 4 |
eBay
EBAY
|
+$298M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$293M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 8.11% |
| 2 | Healthcare | 6.31% |
| 3 | Energy | 6.06% |
| 4 | Technology | 5.81% |
| 5 | Industrials | 5.27% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
BlackRock MuniYield Quality Fund
MQY
$805M
| $12.2M | 0.01% |
799,642
-40,078
| -5% | -$616K |
|
|
ETW
1227
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
| $12.2M | 0.01% |
1,138,095
+105,361
| +10% | +$1.22M |
|
|
IGD
1228
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
| $12.2M | 0.01% |
1,749,152
-273,285
| -14% | -$2.08M |
|
|
EQGP
1229
DELISTED
EQGP Holdings, LP
EQGP
| $12.2M | 0.01% |
534,410
+1,066
| +0.2% | +$32.4K |
|
1230
Canadian Natural Resources
CNQ
$99.4B
| $12.2M | 0.01% |
1,292,057
-752,548
| -37% | -$8.28M |
|
1231
PUT
Packaging Corp of America
PKG
$21.9B
| $12.1M | 0.01% |
201,800
| – | – |
|
1232
iShares California Muni Bond ETF
CMF
$4.55B
| $12.1M | 0.01% |
206,674
+17,160
| +9% | +$999K |
|
|
CLNY
1233
DELISTED
Colony Capital, Inc.
CLNY
| $12.1M | 0.01% |
619,878
-315,074
| -34% | -$6.98M |
|
1234
Aon
AON
$76.5B
| $12M | 0.01% |
135,774
-17,272
| -11% | -$1.67M |
|
1235
PUT
UBS Group
UBS
$173B
| $12M | 0.01% |
647,721
-760,333
| -54% | -$16.1M |
|
1236
ASE Group
ASX
$77.3B
| $12M | 0.01% |
2,178,428
+397,033
| +22% | +$2.18M |
|
1237
PUT
Assured Guaranty
AGO
$3.66B
| $11.9M | 0.01% |
477,900
-243,400
| -34% | -$6.12M |
|
1238
BlackRock TCP Capital
TCPC
$273M
| $11.9M | 0.01% |
879,745
-130,551
| -13% | -$1.99M |
|
1239
iShares Dow Jones US ETF
IYY
$2.95B
| $11.9M | 0.01% |
247,120
-37,996
| -13% | -$1.94M |
|
|
PDCE
1240
CALL
DELISTED
PDC Energy, Inc.
PDCE
| $11.9M | 0.01% |
224,700
+109,500
| +95% | +$5.61M |
|
1241
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
| $11.9M | 0.01% |
302,583
-45,852
| -13% | -$1.87M |
|
1242
GameStop
GME
$9.75B
| $11.9M | 0.01% |
1,153,916
+19,952
| +2% | +$222K |
|
1243
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
| $11.9M | 0.01% |
536,075
+50,577
| +10% | +$1.17M |
|
1244
Vanguard S&P 500 Value ETF
VOOV
$6.59B
| $11.9M | 0.01% |
146,681
+7,017
| +5% | +$604K |
|
|
SUNE
1245
CALL
DELISTED
SUNEDISON, INC COM
SUNE
| $11.8M | 0.01% |
1,646,144
+126,644
| +8% | +$2.27M |
|
1246
New Mountain Finance
NMFC
$651M
| $11.8M | 0.01% |
868,696
-251,955
| -22% | -$3.67M |
|
|
PCP
1247
DELISTED
PRECISION CASTPARTS CORP
PCP
| $11.8M | 0.01% |
51,376
-81,581
| -61% | -$17.5M |
|
1248
First Trust Europe AlphaDEX Fund
FEP
$526M
| $11.8M | 0.01% |
417,175
+58,944
| +16% | +$1.79M |
|
1249
PUT
Costco
COST
$422B
| $11.7M | 0.01% |
81,200
-1,300
| -2% | -$185K |
|
1250
Expro Ltd
XPRO
$1.79B
| $11.7M | 0.01% |
127,365
+35,589
| +39% | +$3.47M |
|
Similar funds
UBS Group's Q3 2015 Portfolio in Review
As of Q3 2015, UBS Group held 9,177 positions worth $141B, down 6.1% from $150B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $6.71B of net new capital in Q3 2015, opening 664 new positions and adding to 3,305 existing holdings. Its largest new stake was Kraft Heinz: 1,448,913 shares worth $102M.
By sector, the portfolio is most concentrated in Financials at 8.1% of assets, down from 8.5% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was Apple, an estimated $399M trimmed.
- UBS Group's largest Q3 2015 buy was Kraft Heinz: 1,448,913 shares worth $102M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $2.97B increase.
- UBS Group's biggest Q3 2015 reduction was Apple, cutting an estimated $399M.
- UBS Group fully exited OMNICARE INC in Q3 2015, selling an estimated $227M.
- UBS Group's ten largest holdings make up 17% of its $141B portfolio in Q3 2015.
- UBS Group opened 664 new positions and closed 707 in Q3 2015.
- UBS Group's portfolio value fell 6.1% quarter-over-quarter to $141B.
Based on UBS Group's 13F filing for Q3 2015, filed 13 Nov 2015.